Beginnings: Chapter 2 of “Beyond Biology”

By Charles S. Yanofsky, M.D.

Some years ago as I set out to describe what I felt was the simplest of higher cognitive functions I

began to appreciate its true complexity. Memory is who we are.    

Contents

Wordsworth and Eco

Hippocampus

False Memory

Papez

Types of Memory

Time Travel

Dreams

Synesthesia

Memory Model

As Immunity

As computation

As Embyology

Species Advancement

Personality Development

Epilog

BEGINNINGS

 

Our birth is but a sleep and a forgetting:

The Soul that rises in us, our life's Star,

        Hath had elsewhere in its setting,

            And commeth from afar:

        Not in entire forgetfulness,

        And not in utter nakedness,

But trailing clouds of glory do we come

        From God, who is our home:[1]

-William Wordsworth

 

“Where have I read that at the end, when life, surface upon surface,  has become completely encrusted with experience, you know everything, the secret, the power, and the glory, why  you were born, why you are dying, and how it all could have been different?  You are wise.  But the greatest wisdom, at that moment, is knowing your wisdom is too late.  You understand everything when there is no longer anything to understand.” [2]

-Umberto Eco

Intro:

Memory is simple, deceptively simple. It is like a single beguiling facet of crystal seen in  an uncut stone. Should you cut carefully through the rock that hides the crystal,  you will  marvel at its complexity.  So it is with memory. On the surface there is nothing to it.  Human memory is easily assessed.  Storage in devices from notepads to computer disks, is second nature.  But explore memory completely, as an element of cognition, and you will find it to be more complex than is appreciated by the average neuro or computer scientist.

Ask a person to recall three simple objects after a couple of minutes say, "hammer, three and yellow", as doctors do in a mental status exam. People look askance when I ask this type of question. What does it prove? It's an entrée into memory function. Memory is the easiest cognitive function to assess. I used to wonder how memory batteries became part of I.Q. tests. What does a person's memory tell you about their intellect? We all know people who do well in school because they memorize easily and regurgitate verbatim what is taught with little mental processing. People who don't think  seem to get the best grades in school.

Nowadays we have less regard for simple memory. Schools claim  to teach students how to think,  eschewing rote memorization.  Students are given open book or take-home tests trying to to de-emphasize memory tasks.  Why should a student depend on his memory when we have so many recording devices?  Educators tend to lose sight of the fact that creativity is drawn from a storehouse of internal memory,  images,  words, combinations of words, melodies that are part of us.  Creative persons recombine accumulated memory elements in novel ways.

I always admired the way my father recited poetry and literature that he was made to memorize in school.    He was educated in the old days and kept these words with him his whole life.  It gave him great pleasure every time he recited a relevant piece of verse,  something which he loved to do.  We don't give our kids that opportunity anymore.  They may read a poem,  but their teachers reason that this verse will always be available to them, should they  ever need it, on some recording device. The teachers may be right about the availability of information,  yet they lose sight of the fact that the lines never are revealed to their young minds as well,  never mean quite as much,  as when they along with nuances and connections  become a part of  a child's being,  repeated and internalized.  

Clinically speaking, it is quite easy to tell when someone is having trouble with their memory. They complain of losing objects, forgetting names and appointments more than in the past,  going to another room to take something and forgetting what they came for.   In more advanced cases they may no longer be able to learn anything new,  and forget more well-established things like bridge or chess,  or their way home from a close friend or their job. In the worst instances they can't be trusted alone at home for fear they will leave their door unlocked, the oven on, or loose themselves outside.  Memory dysfunction is clearly visible to friends and family who notice problems early on well before deficits become obvious in other spheres of  cognitive function.  It all seems extraordinarily simple. Complexity arises as you consider how memory is woven into a rich fabric of cognitive function. Memory forms the basis of learning and adaptation  to one's environment. How does this simplest of mental functions play a role in cognition and the development of the total personality?

Schematically we break memory into three components, immediate recall -- the ability to repeat what has been said, recent memory -- what can be reproduced a few minutes after a stimulus, and remote memory -- recollection of one's distant past. You may be surprised to learn that remote memories are harder to erase than recent memories. Old memories are difficult to conjure up, it is true.  They tend to pop up  when not interfered with by the laying down of new memory traces (engrams), something famil­iar to us from conversing with older persons who do not register new memories well. Old memories are stored differently than new ones.  Well established engrams arewidely available throughout the brain. Memories that have circuited through the brain often enough become overdeter­mined, and reside in multiple locations to interact richly with other memories. Few of us will ever forget how to tie a shoelace. On the other hand we have only newly been exposed to recent events which are just now assimilating into memory pathways.

 It's still useful to think of new memories as beating a path through a set of neurons and synapses as the process of learning takes place. This is the point of departure of the old theory of Donald Hebb who in 1949 suggested that the physical substrate of memory was a strengthening of connection between neurons, more efficient transmission across the synapse, where nerve cells communicate with each other.  The average human brain contains about 100 billion neurons and per­haps one to ten thousand as many connections between neurons, synapses. A memory is laid down when the connectedness between neurons is increased,  when a message passes more easily from one neuron to the next across a synapse.

We usually associate the hippocampus in the brain with new memory traces. Hippocampus means "sea horse" since it  looks like one under low power of the microscope stuck in the middle part of the temporal lobe. If the hippocampus is removed on both sides or is affected by a disease, a person will no longer be able to learn.  New memories cannot be formed. There is some evidence that some simple learning takes place by strengthening connec­tions between hippocampal neurons, that learning can be thought of mechanically as the strengthening of connectedness or facilitation of transmission between nerve cells rather than, or supplemental to,  a change within a nerve cell. This involves a pre and post-synaptic neuron. One process that strengthens connectedness between neurons is Long Term Potentia­tion. This process utilizes excitatory transmitter Glutamate.  This creates a situation in the post-synaptic neuron where it can be more easily stimulated by chemical signals coming from the terminals of a neuron synapsing with it.  It happens because of the influx of Calcium into the cell. The marine snail Alplysia serves as an experimental model for this process.  Calcium affects an intracellular enzyme, Calmodulin. Eric Kandel and colleagues worked extensively with this instructive animal model years ago. There is a complex interaction here in that the  post synaptic neuron secretes a chemical messenger that makes the presynaptic neuron more likely to secrete its transmitter. There is some new evidence that what is made by the postsynaptic neuron to affect its partner is the simple molecule nitric oxide (NO).  So what is involved is communication that goes in both directions between the pre and postsynaptic neurons, communica­tion that ends up strengthening their interdependence and con­nectedness. The sum total of increased connectedness between neurons is reflected in a change in the behavior of the animal that is learning.   The hippocampus is involved with more advanced and rapid kinds of learning that enters consciousness.

Figure 1: The hippocampus[3] of the temporal lobe. This seahorse shapedstructure controls the initial stages of memory formation.

Hippocampus

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You detect learning takes place by observing a change in behavior. This is true for humans and experimental animals.  A snail can learn to withdraw a body part, or a rat can learn a maze after a small number of exposures in order to efficiently find a food reward, probably by the very same  subcellular mechanisms as a child learns to spell.  His teacher seeks to observe a change in behavior on a spelling or other test.  Whereas the child had not been able to spell a word before, she is able to write it perfectly now. She  has learned and the test looks at an alteration of behavior.

Scientists have looked at how these learning processes take place within the individual cell on the microscopic level. In order to do this they generalize from a simplest case.  After a first exposure, memory needs to consolidate if it is to result in a reasonably permanent effect on the brain. Memory consolidation is expressed in molecular and then in structural alterations in neurons and other brain cells.  Recent work has shown unequivocally that protein synthesis is necessary for memory consolidation.  Other proteins modulate production form the RNA templates. The chemistry inside the neuron utilizes chemical messengers[4] , the very same messengers involved in a host of other cellular functions,  such as cyclic AMP.  Why does the individual cell start to make proteins?   The goal is to create new connections between cells,  new synapses and parts of synapses, perhaps divided synapses, and the like.  Rats learning to navigate mazes require production of specific proteins in the hippocampus.  If this process is interfered with,  the animals will not be able to navigate the mazes.  For  the first time we are able to correlate protein production and alteration of the untrastructural microscopic change, with the laying down or recording of memory traces.  Once the chemical and structural changes are known this increases the promise of somehow intervening in memory disorders, or even improving capacities of normal.  Learning can be made to occur on the microscopic and chemical level[5].  The new protein production is thus expressed as an untrastructural change observable with an electron microscope. The molecular, chemical and structural changes are then expressed by a final common pathway, behaviorally.  The child gets and A on his spelling test.

The laying down of explicit memory is accompanied by ultrastructural changes in the hippocampus and other areas. The brain is not a static structure. It is changing, rebuilding, forming  proteins and synapses constantly as it is used. We cannot speak of the brain as having only a static anatomical structure. The anatomy changes as it is used much like a muscle or any other organ of the body.  In the brain this change in structure is easiest to see in memory circuits, especially the hippocampus and the mechanism for structural change involves gene products and proteins but is ultimately expressed in formation of synapses or connections between neurons. Disuse and stress may lead to atrophy.  Hormones particularly cortisone like hormones and estrogens have been shown to influence this process.

It is easy to see that as soon as we learn which  specific  molecules aid learning then we may some day be able to influence them.  We will know how they are affected by disease, and, even more importantly,  we may be able to enhance memory function by altering these molecules.

 

The memory we think of most of the time, recalling words or methods, is  explicit that is, mostly verbal memory.  Humans want to be able to recall most of the time in task utilizing their language: names, dates, places, methods of operation and the like.  Implicit  or non-verbal memory is at least as  important as explicit memory however.

Implicit memory is the second type of  learning that happens on a nonconscious level.  It  uses a different mechanism and anatomic substrate.  For example you learn motor skills like playing the piano or basketball subliminally and many aspects of this learning which involves practice do not enter consciousness. The anatomical pathways for implicit memory are quite different, especially memory which enhances motor skill.  There are a number of different types of implicit memory. 

For example, in addition to memory that enhances motor performance at a piano or in athletic competition,  there is undoubtedly a similar kind of sensory  implicit memory.  What allows emotions to surge with recognition, resonate in a fashion,  well after a rhythmic figure or theme has been introduced  in a symphony,  is undoubtedly a subconscious implicit memory mechanism.   You hear a brief rhythmic figure in the Berlioz Symphonie Fantastique as he is being led to the scaffold which is "drummed" into the head over and over again.  Much later,  a similar figure  picked up as the Finale closes,  has emotion reaching a fever pitch.  Most listeners don't even notice it.  They just feel the high emotion.  Perhaps the composer himself is not aware that he's used this technique because the music being on his mind,  he will tend to use the same themes  again in any case,   much as the writer will,  if he doesn't watch out,  use the same words or even phrases again in very different contexts.   Much of this occurs without a conscious thought,  on the part of the composer, or the listener.   It happens on a much more primitive level, of course, in popular music, as themes are repeated, often interminably,  in a short song that lasts perhaps one or two minutes.  What happens a good deal of the time in popular music especially, is that there is such an abundance or repetition,  of rhythmic figures,  simple melodies instrumentation, harmony etc. as to breed ennui.  And thus brings up another type of learning,  habituation.  A stimulus repeated over and over again,  ceases to have much of an effect.  After a while your nervous system becomes so used to a familiar stimulus that you barely take notice. 

In classical music there is the sonata form,  consisting of exposition,  development and recapitulation.  One or more themes present themselves in the exposition.   The development sees new expressive territory being claimed and finally in the recapitulation,  the listener is transformed in a certain way,  that is,  he hears the same or similar themes differently.  Jazz pieces use the same basic form, incidentally, with a statement,  embellishment ( improvisation) and restatement of a melody.  Since this process seems to be so universal,  this may hint at somet basic physiological mechanism.  We  have a mutual maturation process involving composer and listener alike.  Otherwise stated,  repetition alters the brain's response.  Memory has to be there for past to alter the future.  The memory could just as well be subconscious, unnoticed, yet it heightens subsequent response. 

The hippocampus has vigorous connection to areas responsible for consciousness and emotion# .   Emotion areas of the brain the Papez Circuit, or limbic system,  physically connect to memory pathways. James Papez published his observations in 1937 which makes him ancient as far as biomedical literature is concerned.  But many of his basic observations are still extremely useful.  He noted that the brain could be broken into medial and lateral sections.  Medial parts connect most strongly to the hypothalamus which is involved in basic bodily (visceral functions) and is a structure that also helps organize emotion. The lateral parts connect to the dorsal thalamus that is a way station for sensory inputs. The structure of the medial of inner part of the hemispheres is intimately involved with emotion and also memory.  Early anatomists connected many of these structures with the sense of smell as this was considered to be one of the most primitive senses in animal evolution (phylogenetics).  In particular olfactory (smell) pathways connect very intimately with the hippocampus.  Thus memory, olfaction, and emotion are closely allied anatomically.  Since many other animals, especially reptiles and mammals, are capable of expressing rage, but only man shows evidence for advanced thought,  with these medial brain structures being relatively older in evolution, and with simpler cellular architecture, they are considered to be more primitive, hence emotion is more primitive than cognition or thought.  We now have a much better understanding that all of these functions interact,   so as to be all part of a larger conscious whole that includes both thought and emotion[6].  The individual structures and details about their connections may be interesting to some readers but are not at all necessary for purposes of discussion here. 

At about the same time, new work was published dealing with another brain structure, the amygdala (for almond, an almond shaped structure in the temporal lobe).  Animals that lacked an amygdala were docile, hypersexual, and hypervigilant and restless having a syndrome named for the two scientists who performed this lesion experiment, Kluver and Bucy.  This is also a rather ancient concept which has definite clinical correlates in humans.  The Amygdala is tied to many of the structures in the limbic system and is undoubtedly involved in emotional expression[7].  It is not uncommon to see a patient whose personality has been drastically altered due to temporal lobe disease.  Often, patients have some or all of the characteristics of the Kluver-Bucy  Syndrome and are thus rendered refractory to any kind of medical or psychological intervention. 

Figure 2: The Papez circuit. Mamillary body to midbrain (1) and anterio-ventral nucleus of thalamus (mamillothalamic tract) (2), thalamus to cingulate gyrus (3), cingulate to hippocampus (4), hippocampus to mammillary bodies via fornix (5)[8].

Papez Circuit (see above)

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The connectedness of the memory circuit to the limbic system or emotion centers of the brain is neither coincidental nor insignificant.  The post-traumatic stress syndrome links memory to high emotion. Vietnam veterans and accident victims have flashbacks to highly emotional experiences.  What is recalled, is the extreme emotion as much as the actual event.  Laboratory animals can be conditioned to associate  strong emotions such as fear and rage to neutral stimuli such as an animal cage where shock had previously been administered. This kind of association occurs in all of us every day.  Conditioning can also be explained on an anatomic basis strengthening transmission between neurons that connect to each other.  This is used to explain part or the pathogenesis, the medical cause, of  the Post-traumatic stress disorder where sudden intrusions of memories evoke high emotional states.[9][1]  The emotions associated with certain memories can be used to improve memory function,  Memory specialists often use this uncanny ability of the brain, that connects emotions and sensory experiences to increase mnemonic powers.

PET scans show  that the amygdala is extremely active in forming memories. One may ask why this is so, since the amygdala is viewed as an emotional center oft the brain. We have seen that it is intimately connected with memory and emotional circuits.  Perhaps this is why in sleep when we are working to consolidate memories which closely tied to emotion and emotional expression .  Memory and emotion are closely linked.

Emotion that goes along with memory is an integral part of it. I rarely recall  dreams but was able to remember and record most of what turned out to be a very complex dream because of a musical theme that seemed to be playing through the dream sequence, much as music plays in a movie.  It was a theme played by the high strings and flutes of Prokofiev's Romeo and Juliet that I'd been listening to the day before.  The music was supposed to be portentous telling you that something fateful would happen in scenes to follow.  In the dream it evoked a totally different emotion, one of ghostlike eerie fear that I hadn't appreciated while listening to the piece.  The day after the dream, recalling the music and its attendant emotion, I was able to reconstruct the complex dream surprisingly well, all through the process using the melody and emotion as a sort of mnemonic device.  Moreover there since sensory experiences from the day prior are frequently used for dream material it may be that one function of sleep and dreaming is a dry run rehearsal of the previous days events that leads ultimately to the permanent laying down of memory traces.  The hunter dreams of catching his prey,  re-rehearsing experiences of the day before, reshuffling images, recreating scenes that will enhance his performance the day after.  In fitful sleep you rehash yesterday's argument with your boss, etc. Dreams place memories in an emotional context, are intimately tied to the emotional valence of memories. Perhaps this is why the Vietnam veteran typically  awakens with his frightening recollection,  and why we frequently hear or persons with panic disorder awakening with in panic.  It's a lot like "pavor nocturnus",  night terrors in small children, who wake up suddenly drenched with the output of their adrenal glands which have been enlisted in support of the nocturnal event, screaming in dread,  palms sweaty, heart pounding. Only these little folks awaken without the specific memory of a dream,  only the fear and dread that usually comes with a nightmare without the nightmare.  Night terrors do not typically occur in REM or dream sleep.

Forgetting is at least as important as remembering.  There must be active processes that aid in forgetting,  some of which will someday be described on the cellular and biochemical level,   just as active memory is described. This would serve obvious housekeeping functions. For one thing you could picture that it would be impossible to function if all of our memories old and new were constantly competing for our limited attention.  Imagine if all of your old memory stores kept  creeping into consciousness.  You wouldn't be able to handle current tasks.  You are taking an exam in biology which asks specific questions. Think what would happen if  you were unable to keep out of your mind's eye for at least a while what you had learnt in physics the day before.  Some other memories,  might be more difficult to exclude, from your current attentions,  but the point is, some active adaptive process pushes even recent memories out of consciousness,  mostly unclutters  awareness.  Older memories are pushed even further away.   Somewhere in our brain (this turns out to be all over our brain and is difficult to localize) is a memory attic which contains relics of our past.

Dynamically trained psychiatrists still  talk about repression as a defense mechanism, an active process, pushing old memories out of awareness.  This is still a useful concept, but contrary to psychodynamic renderings of the process,  it is almost always a healthy, not a pathological  process.  It is easiest to conceptualize repression as an uncluttering mechanism.  As we have seen,  dreams from the previous night are actively pushed back into unconsciousness where they belong.  For most of us dream content can almost never be retrieved or is brought to the surface only with great difficulty (and very questionable authenticity).  This is universal for most healthy functional individuals.

I recall a conversations with a very troubled man in his mid 50's who was plagued with numerous memories of his childhood and unresolved conflicts mostly revolving about his relationship with a now deceased father.  Time and again he'd mention to me with great emotion,  how his father could never tell him he loved or approved of him,  something which obviously hurt him deeply.  But it was apparent that he was trapped in a web of old memories.  Trapped or fixated in his past,  he was incapable of handling the challenges of the present. Some therapists might talk about how important it is to revisit these childhood conflicts with the rational retrospectiscope of a grown adult.  The only problem is that in many cases there seems to be a total entrapment or fixation on the thought processes of childhood.  Plain repression of these memories would seem to be much more adaptive.  Perhaps old painful memories which we push away have subtle and unsubtle effects on our present lives as they influence attitudes and behavior.  And so the debate goes on.

Through years of scientific research there have been many theories of how learning takes place. Some of these theories stress what happens inside instead of between cells. They implicate synthesis of chemicals such as nucleotides and proteins.  Neurons are analyzed for these chemical constituents after an animal is exposed to certain experiences that change behavior. These older theories are in not incompatible with synaptic theories and there is every reason to suspect that our explanations regarding how memories are formed are very incomplete.  Memory function  is certainly a composite of many biochemical processes within and between neurons.  Even the simplest discussion of memory, the most rudimentary of cognitive functions, reveals  that we are trying to deal with many separate processes.  We have already mentioned immediate, recent, and remote memory, conscious and subliminal motor memory.  The chemical and anatomic substrates  for these different processes are not the same. For example, verbal and conscious memory is the type we talk about classically being mediated initially by the hippocampus. For words and symbols that usually require conscious awareness, the hippocampus is the portal of entry into the brain until the memory engram becomes firmly established and destroying the hippocampus will affect short term memory,  blocking the initial establishment of a foothold in the brain.  But non-verbal performance memory,  is mediated by motor systems such as the cerebellum and it is more than likely that performance learning, basketball and piano playing among other things takes place directly within these systems.   It is likely that there are other forms of learning as well, but the basic breakdown is into conscious vs unconscious processing. 

Figure 3:Types of memory. Retrieval brings memories into awareness. For the most part, emotions, motor and sensory engrams, though not subject to voluntary retrieval, may still affect behavior and performance.

Memory Types (see above)

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Clinically a decline in mental function seems manifest first in a loss of ability in recent memory.   This corresponds to neuropathological changes that occur first  in the hippocampal and parahippocampal areas of the brain,  especially in Alzheimer's disease.  We all know elderly persons who lose their ability to remember. In some of these persons other spheres of mental effort remain relatively unaf­fected and they are said to have a benign forgetfulness of aging. In others, loss of recent memory function signals a global de­cline in cognition termed dementia. This is what happens in  Alzheimer disease which is frequently presents with a loss of memory function.

The transmitter Acetylcholine is most closely associ­ated with this disease, and intimately tied with recent memory. A diffusely projecting nucleus in the brain, the nucleus basalis of Meynart shows the most change. The output of this group of neurons is primarily cholinergic and largely to the hippocampus.[10] A lot of people have tried to help failing memory by increasing this neurotransmitter much as one does in Parkin­son's disease with dopamine that is deficient because of loss of Dopamine producing neurons in the brain. All kinds of substances have been used to retard the degradation of Acetylcholine, or to replace this transmitter, some of these dripped directly into the ventricles of the brain to im­prove memory, all with a very minor effect.  The first of these to be FDA approved is called Tacrine or Cognex but it has little lasting benefit and significant toxici­ty, affecting the liver mostly. The minimal benefit can best be appreciated by sensitive measures such as psychological tests.  

It's just because memory is so easy to get at that it seems to have so much philosophical relevance. Computers and libraries have vast stores of information as bundles of bits appropriately labeled, which can be retrieved when asked for. Named bundles of engrams are stored in isolation, retrieved, and operated on in ways defined by a user. It is reasonable to ask whether the brain functions as a repository of information in the same way as a computer or library.  Surprisingly,  The answer is that it does not.

For humans the laying down of memories is equivalent to maintaining the continuum of consciousness. Time is continuous and we reckon and follow it on the basis of stored past and newer experiences. Our past serves as a basis for comparison but it also colors perception and action.  This is what we mean when we talk about learning or memory.  We expect the laying down of a memory engram will make some enduring change in thought, emotion or behavior that we will be able to measure.  If there is no way to determine that a difference has somehow been wrought, then the effect of memory is imperceptible.  On the basis of what has been laid down before we are made to see things in different ways.  Each old memory trace may be more or less critical. For example, a traumatic childhood sexual experience not only changes adult sexual encounters but colors all subsequent experience. Much of the work of classical psychotherapy is breaking a traumatic or maladaptive link between emotions and current events,  and re-establishing connections with previous repressed memories.   What is truly fascinating is that this seems to occur whether or not specific memories can be specifically retrievedf . This continuity of experience is perhaps the most important determinant of per­sonality structure. A human life is a chain of experiences encod­ed in memory that is a continuous flux of maintained conscious­ness.

It is undoubtedly true that experience alters our personality, our response to environment, even though the precise memory of that experience may not be specifically retrieved. Whether or not you can recall an event, it alters your subsequent person, it changes you. This implies that an experience may will alter the information content of your brain, but that specific alteration cannot always be tested for.  Perhaps this is analogous to explicit or verbal memory versus implicit memory. Philosophically it is apparent that every experience alters us.  A sinner who truly repents and changes his ways, is somehow better than a pure person who has never made a mistake; a person who has tested his mettle through suffering and has later been redeemed, is far better for this experience than the person who has gone through life without any struggle at all. Redemption alters us in subtle and not so subtle ways which may not be so easy to document on tests of explicit memory. Undoubtedly such experience changes us in profound ways.  Thus it seems that sin and suffering serve a specific purpose, which is a galvanizing of the personality. This would be a classical explanation for the biblical concept of redemption.  But is the ability to retrieve specific memories important or not?  A tough question. 

This has implications concerning the meaning of life and death. Consider the possibility that a soul or personality is reincarnated after death, not just discard­ed by posterity, but simply transmigrates into a different vessel, a different body. Typically persons who believe in such a doc­trine reason that we are not aware of this because memories of our past lives are inaccessible. At first blush this seems to be an absurd notion. After all, a soul with no access to its past is a new creation. But the past may not be entirely cut off from the present. It may be difficult to get at, especially for those of us unskilled at the proper technique.  More importantly, it may come out  in subtle ways and may still color present experience in much the same way that our own living memory does. Even so reincarnation of the soul is hard to swallow at least for West­erners because memory is for us the contiguity of existence. When continuous formation of memory traces stops  a new line of expe­rience, in essence, a new being, emerges. In one sense, life and death, creation and destruction may be defined this way, a break in sequential memory. But here lies an even more critical point.  There is more to human memory than simple retrieval of information bits in storage.   Memories, meaning our past, even if not specifically retrieved, change present and future experience. Memory, arguably the sim­plest of all cognitive functions, may take on an almost mystical significance. Some persons claim that they can bring back memories of a previous life through extreme hypnotic regression, that memories inaccessible to our waking existence can be brought back via hypnosis.  There is as yet no scientific evidence that hypnosis improves retrieval under any circumstances and none to support the notion that hypnosis causes the true elicitation of childhood and other forgotten memories.  Observing hypnotic sessions, one comes away with the impression that the hypnotized subject is manipulating the therapist but under the best of circumstances no one has ever proved the veracity of a hypnotic regression into childhood or into past life. 

False Memory

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Most supposed hypnotic recollections are really works of the imagination.  This is especially apparent to scientifically-minded folks who look with a jaundiced eye at recollections of infancy and past lives.  Where does memory end and imagination begin?  This is a most difficult question to answer for the subjects of hypnosis,  assuming that they are not out-and -out malingerers or fakes. 

False memories have been subject of a lot of attention in recent years.  There are celebrated cases of child abuse and sexual misconduct such as one involving the Catholic Archbishop of Chicago and The McMartin preschool case in California that saw the conviction of six preschool teachers, ruining their lives,  on the basis of  recovered memories induced by "therapists". The question has been how much if any of the data provided by these small and highly suggestible children were true memories and how much was fabrication.  Recent work with PET functional brain imagery of Daniel Schacter and Larry R. Squires[11] attempts to differentiate true from suggested memories on the basis of  the PET image.  The memory of an actual memory of a word read to and heard by the subject would be retrieved utilizing the auditory portion of the brain,  an actual word seen would be retrieved using the visual area,  etc.  indicating that memories partly reside in the sensory cortical areas involved when they are laid down and later need to be retrieved using these same areas.  Numerous psychological studies have shown how easy it is to create memories, especially in suggestible children and certain adults.

Memory and imagination[12] are both abstract non-material entities comprised of pure thought.  Some of this manipulation of ideas may be non-verbal and subconscious.  How do we know, when we are creating something,  that we're not simply reaching down into our memory stores and placing ideas in a new juxtaposition?  A good deal of creativity and synthesis involves bringing up memories in a new light.  An inspiration, or  solution to a difficult question  hits us  when we least expect it,   most often when we are not even working on a problem that is consuming our attention at the time, but more often during random activity.   This sudden inspiration,  has been noted by a number of creative persons.  For example in the words of mathematician Henri Poincare[13]:

"Most striking at first is this appearance of sudden illumination, a manifest sign of long,  unconscious prior work. The role of this unconscious work in mathematical invention appears to me incontestable, and traces of it would be found in other cases where it is less evident.  Often when one works hard at a  hard question nothing good is accomplished at the first attack.  Then one takes a rest, longer or shorter, and sits down anew to the work. During the first half-hour, as before, nothing is found, and then all of a sudden the decisive idea presents itself to the mind.  It might be said that the conscious work is more fruitful because it has been interrupted and the rest has given back to the mind its force and freshness.  But it is more probable that this rest has been filled out  with unconscious work and that the result of this work has afterward revealed itself to the geometer just as in the cases I have cited; only the revelation, instead of coming during a walk or a journey, has happened during a period of conscious work, but independently of this work which plays at most a role of excitant, as if it were the goad stimulating the results already reached during rest, but remaining unconscious, to assume the conscious form."

All of us have experienced the same process so well described above.  It happens when we lose something and suddenly,  never when we are looking for it,  remember where it was.  This recollection comes to us in a flash. And we just know that what we have recollected is accurate.  Isn't it exactly the same when we have been working on some puzzle or problem, that we experience a sudden flash and the solution is ours.  These points are so inspiring because in an instant we just know we have come upon the right solution;  all of it just works out so perfectly we almost need no verification.  You can observe this for yourself in hearing people solve puzzles on TV or radio. Many of them make the same observation. But the more interesting question is whether any of this is pure memory or imagination, or even if there is a difference in these two aspects of pure thought.

Some people lose the ability temporarily to store new memories. A  condition known as  Transient Global Amnesia, is most probably caused by blocking the  blood supply to specific re­gions of brain.   We know that if only one side of the brain is affected memory registration will not be affected. The problem has to affect both sides of the brain at once.   The subject with TGA loses the ability to form memories  for  a few hours. During that time,  he is exceedingly uncomfortable and feels disoriented as if in a cloud,  asking  questions pertaining to time and place time and again, forgetting answers given almost immediately and is concerned about this. After the episode there is no recollection at all for the period of time for which memory was affected. Sometimes this seems to occur after some kind of exertion or trauma just as if  a blow or concussion has occurred.  In one case TGA was occurred repeatedly in relation to sexual intercourse[14].

Another condition that breaks the stream of awareness of life is syncope, or  simple faint. Of course any epileptic seizure that disturbs consciousness will do the same thing. But syncope is interesting for one reason. Interrupt the blood supply to the brain and a faint occurs. It happens with a drop of blood pressure. If the heart, for any reason stops pumping blood to the brain efficiently, you will faint. How long does it take to lose consciousness once brain stops getting blood?  Almost immediately!!  This is quite remarkable and one wonders why this is so.

The brain metabolizes glucose and needs oxygen continuously in order to make energy. It is one of the most voracious consumers of energy in the body. Other tissues can switch into alternative energy sources when necessary. When you exercise for a while muscle, sensing a diminishing supply of energy, with the liver overwhelmed in its ability to supply constant amounts of glucose, switches to the consumption of fats and can also depend (briefly) on anaerobic glycolysis so that energy can be utilized without a constant high concentration of oxygen.  Not so the brain.

The brain requires a constant blood supply. Otherwise it will stop functioning right away and a person will faint.  If left for just a few more minutes there will be irreparable damage or even brain death. This underlines a certain fact about the brain. It is an information storage and manipulation device needing to be constantly connected to its power source. The brain resembles a computer that is on and storing and manipulating data.  Cut power for even an instant and the thing shuts down. Whatever program you were working on is lost.  One wonders why the brain couldn’t have been designed in a different way, perhaps with the ability to switch immediately to its own “battery” or energy supply for just a few moments when necessary. It seems when awake, the organ is revved up and utilizing to the hilt immediate sources of energy, glucose and oxygen.  After one or two minutes or so without any blood, the old informational content can still be gotten back. When consciousness returns after this short length of time, you are still the same person.

Also in the brain, as everyone knows, neurons are, as a general rule not replaceable. This is in contradistinction with other organ systems, the liver, the gut, skin, blood and so forth where cells are replenished constantly and rapidly. Injure the intestine, kill cells by the millions and they will grow back very fast.  Why not in the brain?  Of course that is because every brain carries information built into its anatomy and transmitter and electrical patterns.  Nerve cells are not replaceable because new nerve cells will not have the same informational content. Information and experience, life in other words has a certain immediacy.  The same holds for instruments which store changes in time or even keep time.  A constant source of energy is required. That is the reason for that little battery in your clock radio why everything is lost when your computer’s power supply gets interrupted.

The chain of recollections that defines continuity of conscious­ness is broken, but the situation is still different from that of reincarnation in that it is still possible to reach back and recall experiences of the just slightly more remote past and also to continue to record future experiences in a stream of mental awareness. Even so,  the person with TGA is very troubled by the void in memory long after this temporary process is over. This is so even when as usually happens, family and friends inform him of events relating to the specific time frame that these events occurred. Other's recollections of events in one's own life aren't satisfactory. A vacuum or discontinuity, however short, must be filled.

 

Diversion: why time travel is not possible:

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Memory determines a stream of awareness.  Breaking this stream of awareness is very uncomfortable.  An hiatus is difficult to deal with. It is only  memory that changes us as we journey through our lives from our past into our future.  History gets recorded in our mind.  I think that's why it's so difficult to fathom, why for nuclear physics, time can stretch and contract and just as easily flow backward as forwards in some instances.  The best example is the Feynman diagram in which nuclear particles collide and create other nuclear particles,  for example a neutron will split into a proton and electron liberating some energy.  This process can just as easily flow backward as forward as long as conservation laws are respected.  This is intuitively impossible for us in our real macroworld.  According to physicists the main reason time does not flow backward is the tendency  of a system to increase disorder or entropy,  the second law of thermodynamics in other words.  Drop a porcelain cup  on the kitchen floor and try as you may, you'll never be able to put the thing back together exactly like It was;  things tend toward disorder, and you can't correct your mistake, turn back the flow of time.   This is the humpty dumpty effect,  "All the king's horses, all the king's men.." can't make things as they were.  But this is only part of the reason why time flows only forward for us.  The major reason is memory and the workings of consciousness and the brain, our own peculiar physiology, in other words, not physics.

Figure 4:Typical Feynman diagram[15] in which two pion particles are formed from the collision of  proton and antiproton particles. This could just as well go the opposite direction in time with the pions forming the proton and antiproton.

 

For humans there is an immense difference between the past and the future.  In the past something occurred,  it alone and of itself.  But the future is unknown and filled with alternative possibilities,  only one of which will actually happen.  This is particularly true if we introduce free will into the equation.  The past and future are asymmetric and not interchangeable,  for the past is one hundred percent determined but the future is at best probabilistic often chaotic.  As the future is subjected to time's arrow and becomes part of the past, it is recorded in conscious and unconscious memory  (it becomes history) and the uncertain turns into certainty.  The flow of time is thus asymmetric, and the past is recorded in our mind,  altering forever future experience.  The Second Law of thermodynamics seems so theoretical and flimsy, not good enough an explanation for what we all know to be true for all of us.  Time travels in one direction,  forward.  The most important explanation, has to do with how our mind's work,  consciousness and human intuition about time's irreversibility.  Even if the backward flow, the undoing and redoing of events is theoretically possible, it is not possible as a mental event, not unless we can fundamentally alter mental processing, which some day we may be able to do.  Time travel may thus depend as much on changing mental processes as it does in manipulating physical laws.

Figure 5: Time's arrow. As the past blends with the future in our present, one becomes many possibilities, so that one can't turn back. Free will, exacerbates this process, expanding alternatives unpredictably.

Figure 6: History diagram. At each branch point only one of a number of possibilities actually occurs.

 

 

 

Let us suppose for a moment that one could go back in time.  One of the major problems that a lot of people pick up on is that the act of going back and reporting on the past has to alter the future.  The reporter who does go back then returns to the future is sure to alter the course of events.  This is so even if he is a fly on the wall, invisible to those experiencing their present.  When the time traveler returns to his world in the future,  his present, his knowledge of the past is sure to alter his subsequent behavior as well.  And the time traveler is even more apt to make changes if he is able to travel into his own future.   He is sure to wish to change the course of events by his foreknowledge of what is to come.  This problem can be obviated simply by destroying the time traveler's memory of what he has experienced in his travels but then things be just as if he hadn't made the journey through time at all!  

But that is not the biggest worry with time travel.  Every moment in time, as the  figures show, is a branch point of alternative possibilities.  Only one of these possibilities actually occurs.  Then events continue until almost immediately another branch point with alternatives again occurs.  At any point it is just about as likely that things could have turned out a different way.

Biologists have noted that life on earth as we know it is due to specific developments as branch points.  Scientists have to admit that even on the earth, life and sapient life probably would never have existed but for a very improbable chain of events. Preplanetary gases had to have coalesced into what we know as the earth just the right distance from the sun making our planet  like Goldilocks' porridge, neither too hot nor too cold.  Floes of molten rock inside the earth had to have created a magnetic field which blocked the lethal effects of radiation to make life possible.  Specific conditions perhaps heat and lightening had to have existed to juxtapose and give sufficient energy to simple organic compounds in order to make  life which at any event had to eventually become self-replicating.  The cell had to have evolved the way we find it today,  with the aid of prokaryotic parasitic invaders which carried with them mitochondria and chloroplasts, remnants of simpler forms that make the cell and cellular energy handling possible.  Photosynthesis had to have served as a chemical process that freed oxygen to make an atmosphere  for aerobic life to survive.  Cells had to have gotten together and specialized to make more advanced complex animals and plants come into being.  Explosions and extinctions of groups of organisms had to have taken place in highly specific ways. Dinosaurs and not mammals could well have ruled the earth but for the accident of an enormous  meteorite impact upon the planet etc etc.   In other words, biologists sensing that life as we know it on earth is the result of  highly improbable alternatives are less sanguine than physicists and astronomers about life as we know it especially sapient life, existing on other worlds.   Even if you look upon life as some kind of self-organizing complexity, still one has admit that life as we know it on the earth, is the resultant of a specific chain of happenstances. Things might well have ended up a whole lot different even on our beloved earth, in other words, without us!!

We begin to appreciate an indeterminacy.  If you can look back and you see that things could just as well have turned out different or you begin to see the future in the same way, all of a sudden you realize why time travel is impossible.  You will not be able to travel along the precise path of possibilities you were on; you will be sure to lose your way among different alternatives.  You may get stuck on a different time line or, put differently, alternate universes. Maybe you will end up in a different world that only has prokaryotes or lacks a magnetic field and has no life at all.  If you ever travel in time you can be virtually certain, you cannot go home again.      

This implies that the inability to travel in time is tied to the uncertainty, the indeterminacy of the universe.  For time travel to be possible the universe must be deterministic, alternatives at branch points need to be fixed, established.  Our lack of conception of time travel is thus as strong an argument as there could be, against determinism.

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Dream memories are stored, affect us subliminally, but are difficult to bring to any form of surface awareness. Most of us can't recall them in any detail and we are hard-pressed to attach any specific meaning or context to them. Even so, they affect at the very least, the feeling tone of subsequent experi­ences and color perceptions. I've often had the experience of acting and feeling as if a dream event were true while in reali­ty, it was a mental fabrication. Only after noticing that what I'd assumed couldn't possibly be true did I realize that I must have in fact dreamt it. Certainly thought involves a kind of simultaneous layering.   A lot of times we find ourselves trying to manage even juggle feelings.  Feelings come to us from contradicting forces-- present reality, manifest thought content,  and dreams that lurk in the background of thought. We are handling simultaneous realities,  our present conscious stream of reality and a subliminal illogical dream-driven thought stream.   The incompleteness of  recollection of active thought processes of sleep shroud them in mystery. Ancient dream interpreters were accorded  supernatural powers and even in modern society are held in high esteem from Joseph to Daniel and Freud to Jung. Still, there is every reason to believe that at least two contin­uous streams of consciousness interact and operate upon each other even though the memories are not made manifest. We know that details of immediate past experience form the previous day, often apparently inconsequential details, are incorporated into the content of dreams. Conversely, dreams imperfectly remembered  while awake influence mood and beliefs. Your wife or your child having appeared in a dream experience at night may color your interaction with your family the next morning. Mental en­grams may be operated upon and may interact without even being specifically recalled.

Memories of events from actual experience are diffi­cult to reach. Details inscribed in certain portions of our brain may still be inaccessible. Perhaps you've experienced this while at a gathering introducing a person whom you know and anxiety momentarily blocks a recollection.  Tests in school engender the same kind of anxiety that blocks recall. The answer may enter your mind only after you've left the room. Details of earlier life become inaccessible merely because events are too distant to be pertinent to our current situation. This is a service that are brain provides  for us, the sorting or packing away of memories, an uncluttering of immediate experience. Old useless memories are almost irretrievable.

The difference between people with super memories as opposed to the rest of us seems to be a matter of memory retriev­al, not storage.  To utilize a memory you have to have done two things:  It has to have been written down somewhere which in the brain means there has to have been some structural alteration in the brain that results in the memory's having been stored.  Next you have to use some mechanism to retrieve the stored memory.  The reason why you can't recall something is frequently a matter of getting at,  retrieving,  the stored memory trace.   Storage involves lower brain structures such as the hippocampus and some other areas adjacent areas too, the thalamus, entorhinal area that lie beneath the highest levels of the brain, the cerebral cortex.   But retrieval, recruits cortex especially.  Consequently it is retrieval that is most vulnerable to changes in level of consciousness.

Thus we have an anatomic model for a memory engram or any thought or sensation reaching consciousness.   In order for us to be aware of anything, a memory, a sensation, pleasure or pain, it has to stimulate the highest areas of the brain, the cerebral cortex, responsible for consciousness.  The stimulus has to have caught our attention, that is aroused the gray colored cell bodies at the surface of the brain.  Example:  an unconscious person is unconscious because the lower brainstem levels have failed to arouse the cerebral cortex which is not awake or aroused.  You squeeze a finger on the hand of the subject.  He withdraws the hands and winces in discomfort.  But he is not awake and aware.  Does he "feel"  the pain?   The answer is that he does not feel it.  In order to experience or feel,  one must be conscious to the stimulus, awake and aroused.  If the stimulus does not reach consciousness  and despite intact automatic behavioral responses, withdrawal and  wincing,  there is no painY .  The anatomical substrate of conscious awareness is the cerebral cortex.  In order for us to be aware of something, it must take hold of cortical neurons,  something needs to direct our attention to that particular thing.  This is what we mean by retrieval.   Here widespread cortical excitation,  attention, is directed to a specific memory engram dredged up from the past.  It is taken out of storage,  comes  to our attention and is thus retrieved.

It's been demonstrated time and again that memories are very well recorded. They can be elicited with cer­tain techniques such as hypnosis, the use of certain inhibitory drugs such as short acting barbiturates and by electrical stimu­lation.  Some of these methods relax a person, help him get past any anxiety or distraction impairing retrieval# How are our memories ordinarily retrieved?  One model assigns to each memory a specific anatomical location. Your recollection of your third birthday party may be stored somewhere in the temporal lobe perhaps adjacent to your memory of your second birthday.  In thinking about your second birthday or birthdays in general you might elicit memories of your third birthday party. This has some relationship with experience cer­tainly. Electrical stimulation of the brain would seem to support this anatomical model. Memories are retrieved by somehow specify­ing anatomical coordinates in a three dimensional brain, much as a song is found on a record as the needle alights on a certain track.

Another far more useful model for memory retrieval is described by the great Russian psychologist A.R. Luria in his classic book about a subject with a superlative memory, The Mind of a Mnemonist. This person was described to retrieve memories through synesthesia, the merging and connecting of various senso­ry modalities such as sight, and sound. Certain specific recol­lections might be connected with an explosion of vivid colors, for example. One might ask what does this accomplish? Doesn't the mnemonist now have to remember even more than he would otherwise in order to extract a specific memory? The answer is that this is not a factor because the most difficult aspect of remembering has mostly to do with retrieval, not storage.

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Synesthesia has a definite psychedelic quality and as one might imagine is a common event in drug users.  It is probable that the editorial, inhibitory or excluding properties of the brain are impaired and especially by opiates and sedatives that may impair the more advanced or controlling areas of the brain preferentially compared to lower areas.  Dr Ober in his very interesting study Boswell’s Clap and Other Essays goes into marvelous detail in his study of literary figures and medical impairments and their influence on literary production.  He points up the synesthesia in Francis Thompson’s “Ode to the Setting Sun”:

From:  ODE TO THE SETTING SUN  By Francis Thompson

ODE

Alpha and omega, sadness and mirth

   The springing music,  and its wasting breath--

The fairest things in life are Death and Birth,

    And of these two the fairer thing is Death,

Mystical twins of Time inseparable,

    The younger hath the holier array,

         And hath the awfuller sway:

     It is the falling star that trails the light,

     It is the breaking wave that hath the might,

The passing shower that rainbows maniple,

      Is it not so, O thou down-stricken Day,

That draw’st thy splendours round thee in thy fall?

High was thine Eastern pomp inaugural;

But thou dost set in statelier pageantry,

      Lauded with tumults of a firmament:

Thy visible music-blasts make deaf the sky,

       Thy cymbals clang to fire the Occident,

Thou dost thy dying so triumphally:

I see the crimson blaring of thy shawms!

         Why do those lucent palms

Strew thy feet’s failing thicklier than thy might,

Who dost but hood thy glorious eyes with night,

And vex the heels of all the yesterdays?

          Lo! This loud, lackeying praise

Will stay behind to greet the usurping moon,

       When they have cloud-barred over the West

Oh, shake the bright dust from the parting shoon!

       The earth not paeans thee, no serves thy hest

Be godded not by Heaven! Avert they face,

        And leave a blank disgrace

The oblivioius world! Unsceptre thee of state and place![16]

 

 

 

There are many other techniques employed to increase retrieval so that subjects appear hypermnestic.  Ancient Roman orators  connected individual memories with rooms and parts of rooms in a type of topological memory system,  of a mansion or structure already familiar to themF . A related technique is to assign each specific memory to a wall, corner or ceiling of a familiar room.  Number these in order and you never forget about any topic in your talk. What's more, you will always deliver them in order.   This  method deployed visual associations and organized thoughts in the service of memory  usually to help prepare them for a major oration. This helps in recalling whole lists of things is organizing individual elements and bringing them to the surface one at a time, being certain not to exclude any, and to get to every one, in order. It was used  by  Cicero and others for thousands of years.   Widely known, these and related memory techniques were helped recount great epics such as the Hebrew Bible and the Iliad and Odyssey which otherwise wouldn't have come down to us. These great works were presented orally through generations long before the wide use of the alphabet.  Even after efficient means of  writing was in use an oral tradition survived in matters deemed too esoteric for the general public's perusal, secrets that it was felt, needed  to be reserved for a select persons of great understanding and wisdom.   The Talmud and Kabbalah are counted among such oral traditions as well as more contemporary and banal Masonic Codes. It is likely that sages of the past had much better memories than we do today, simply because they had not all the means of recording that we have become accustomed to.  I couldn't imagine giving a presentation without my slides or computer or at least without some written notes.  The news media reported admiringly how President Clinton once continued his speech, "without skipping a beat",  when his teleprompter momentarily failed.  Great orators of  classical antiquity gave lengthy speeches without having to rely on any external prompting device.   Only later were their orations recorded for posterity by an amanuensis hired for the purpose of writing the history of the great man.

Most other memory techniques work to strengthen  associations between two or more objects. One may be considered the known or "given", to be associated with an unknown or "data".  For example, a lot of us have trouble associating a name with a face.  We may see a person to whom we've recently been introduced and forget the name.  The face is the given, the name the data. Or, we may have trouble connecting a state with its capital.  There are many common sense techniques employed to strengthen these associations. These  ordinarily appeal to other senses,  especially vision,  in the making of the memory.  To reinforce Harrisburg as Pennsylvania's capital you  could  see in your mind's eye a hairy pencil, a sight that you are not likely to forget![17] 

Many people find the simultaneous recall of memories by two individuals mysterious. Two people may suddenly blurt out a recollection at the same time. Perhaps this means they are sympatico or  really in love or that they know each other so well there is an undercurrent of deep subsurface communication. They fail to realize that both of them have been subject to the same stimu­li.   A more parsimonious explanation for their simultaneous verbalization is that the same memory is tied in their mind, with the same stimulus. This is much the same as our ability to recog­nize and extract the memory of a certain song after the opening bar, sometimes just a single chord, is played. All this means that there are myriad ways of getting to memories once they are firmly imprinted on the brain.

The purely anatomical model which proposes that each sepa­rate memory resides in a specific anatomical location is appeal­ing. Electronic devices such as records, laser disks and floppy disks store information this way. You retrieve a memory by find­ing its address.  Penfield's electronic probe may easily be lik­ened to a phonograph needle. (Recall that Penfield was the neurosurgeon who tried stimulating brain gyri during brain surgery and found that electrical stimulation would elicit specific memories some of the time.)  Stimulate the proper gyrus and you will elicit (play back) a specific memory.

 But it has not been possible to erase specific memories in the brain  merely by cutting certain anatomical regions out.   In humans who have specific lesions caused by stroke, penetrating injuries, or the like,  that destroy specific regions of the brain, it has never been possible to show specific memories are lesioned as well. Rather it is most likely that specific memories are not lost. The brain seems to be unlike electronic data recording systems. You can't pin down specific engrams to certain tracks, locations or addresses. In fact, as you cut areas of the brain out, even temporal lobes (as is occasionally done for epilepsy) you get the impression in seeing these patients, that their basic personality and memory structure is intact.  How do we explain the fact that memories can be brought out by an electrical probe, by topiographic stimulation of the brain and yet cannot be lesioned?

An engram is a single unit of memory that makes an impact on the brain. One popular theory of memory  is that engrams are stored widely rather than at specific addresses. The entire brain or large portions of the brain may store memory traces conspiratorially. Perhaps engrams are stored widely over a large volume of brain. This would fit with the experience of clinicians that it is not possible to connect specific focal brain lesions with the loss of specific memories, also with the fact that older memories are easy to retrieve and more resistant to loss. Perhaps repeated exposure (as in learning, studying and then experiencing a cer­tain fact, produces widespread anatomical (synaptic) or biochemi­cal cerebral changes.

 When holograms (three dimensional pictures) first came into existence, cognitive and physical scientists were intrigued with the technique. Bits of information were widely distributed over the entire picture so that far flung regions of the hologram contained information about other distant regions. The hologram lived up to its name and recorded data not in an analytical fashion as most electronic devices and even regular photographs seem to do, but saw information as a complete unanalyzed package. Data about a single point in three dimension­al space was widely distributed on the photograph. Another fea­ture of a hologram is that data from the whole picture is con­tained in a small part and thus a good portion of a hologram would have to be damaged before the picture would be lost. These are features that holograms have that seem to fit the model of memory driven by lesion experiments[18].*

As it turns out, computer scientists are actively studying holographic storage. There are all kinds of possibilities here. Two beams of laser light will work to retrieve information stored by comparing their transmission in what is called an interference pattern. Information is stored in three, rather than in two dimensions and mechanical contrivances such as disk drives would be replaced by non-moving electronic devices. Retrieval of spe­cific pieces of information would be much quicker. Rather than retrieving a single bit of information at time, a whole image of thousands of bits could be retrieved at once making video image storage more of a possibility and also parallel rather than serial or sequential information processing[19]. 

Another slightly contrasting theory, is that engrams are overdetermined or, in other words specific memories are multiply stored in various regions about the brain rather like having a record with a song stored  over and over again or a floppy disk with the same file stored in multiple locations. Apart from the sheer inefficiencies involved, this explanation doesn't make sense. Why should memo­ries be stored multiple times merely for the purpose of not losing them in the unlikely instance of a brain lesion. Perhaps just to fool the neuroscientist?  However this picture turns out to be closest to the truth.

 At one time I had  visions of neurosurgeons extracting specific memories in their operations. When you went under the sur­geon's knife you never knew what you were going to lose. In one patient he'd extract memories of married life, in another, re­cords of childhood, perhaps a high school diploma here, a Ph.D. there. We now know (from experience) how ridiculous this notion is. By whatever means (and it is most probably quite different from a hologram model) specific memories are widely distributed in the brain.

Memories seem to be are stored, then attached by certain handles tugged upon during the process of retrieval. Some of these handles aren't adequate in and of themselves to extract memory engrams. Perhaps these may even break off under the weight holding a memory down. Cer­tain forces that keep a memory from coming to the surface impair retrieval. Fore­most among these is anxiety attached to a memory, but also the age of the memory, the  amount of time it's been stored without any attempt at retrieval adds to its weight. When a lot of energy has been devoted to helping a memory to come out, for example, in spending a lot of time going over and over a fact that will be needed for a test, or in the case of Luria's mnemonist attaching a memory to the handle of vivid sensory experience, then this handle is firmly attached and the memory may be easily recalled. In other situations the brain may need more than one handle to extract a memory because each of these alone  proves to be  inadequate to extract the engram. You can see this easily when you finally remember something when quizzed and given more and more hints. The hints are individual inadequate handles.

To Review (Please see figure below): As memory gets established it is embedded, dug into, the brain, (signified by the spade in the picture).  A single memory or engram is multiply represented over the cortex, and stored in different cortical regions through use of such techniques as synesthesia (multiple sensory involvement) and visualization. A primarily auditory engram or single memory can be visualized and is thus represented an additional time in a visual association area. That way the memory is, in a sense, reproduced over the cortex and is over-represented as visual reproductions and auditory associations accrue.  The engram is thus acquiring various handles by which it can be brought to the attention of a person or retrieved.   Some of these handles implicate other engrams and thus remembering one thing that is associated helps us to recall another. Indeed we all have embedded in our minds strong associations between different memories and find that as soon one thing is recalled, it brings to mind many others.   If the handle, usually an association, is not strong, it may break as you try to get at the memory using that handle.  Various forces inhibit retrieval, especially anxiety which can weaken associations in attempting recall (see the hammer and chisel destroying the handle) as when you "choke" on an exam,  and anxiety can also increase the forces which keep an engram from being extracted or retrieved, holding the engram down,  signified by the springs as happens through repression.  Anxiety also blocks attention interfering with the laying down of new engrams.  Attention,  awareness of the stimulus,  is ordinarily  necessary in order to lay down new explicit memory engrams.  You are sitting at a lecture.  If you are not paying attention or fall asleep,  you won't    "get it",  you will not even be able to take the first steps in laying down the memory in your brain.  This is in contradistinction to implicit memory,  for which attention is not necessary.  As long as you practice,  whether you are paying that much attention or not,  you will improve your basketball or golf, game.   Finally we have Penfield's electric probe.  He's the neurosurgeon who demonstrated  that a patient could recall specific memories when he stimulated the cortex electrically.  These were memories that were already consolidated, dug in, well-established.  This reminds us that ordinary recall very likely does happen when you stimulate the appropriate area of the brain.  You're not doing it with an electric probe of course, but exciting a specific brain region through the use of those associative handles. Thus we have a complex multi-stage processing of the engram for explicit or verbal memory:

Thus a single memory engram is subject to: FOCUSING OF ATTENTION,   RECORDING,     CONSOLIDATION,   CORTICAL SPREAD           (Reproduction, overdetermination),   RETRIEVAL

Figure 7:Model for Storage and Retrieval of Explicit Memory

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When you cut out a specific area of the cortex, you do not destroy a memory.   What may happen is that you will extirpate a specific way of getting the memory out.  Let's say you stored recollections of a hammer among many other tools.  If some process comes along, typically a stroke, that destroys the small language region to which you've assigned tools,  then you will not be able to extract a recollection of a hammer by appealing to it as a tool.    That particular handle, for that specific engram, the hammer, will be affected.  Since a hammer is otherwise quite a familiar object,  you will still be able to appeal to a recollection via other modalities,  say a tactile or a visual association.  Recent research,  especially by the neurologist Antonio Damasio, mentioned previously,  shows that exactly this type of categorization and anatomic compartmentalization of concepts takes place in the brain.  The handle determines the anatomic locale in the brain. In other words,  visual associations are likely to be stored in visual brain areas,  language categories in the language portions of the brain and so forth.   Individual memories, long established,  are stored in multiple brain regions.

Computers store memory in files and register them once typically, unless there are multiple copies in the hard disk,  CD ROM or other storage device.  Computers can bring up ideas fast because they can search text for any occurrence of a word,  looking through their various files.   They perform these whole file searches at enormous speed,  that brains aren't capable of.  The age of the filing typically does not matter to a computer either.  Ancient or recent filings have the same valence.  The brain, relies on surface associations and ancient memories are superseded by recent ones.  As time goes on,  the handles are buried deeper and deeper and if never called upon and pulled to the surface,  ancient memories become harder and harder to retrieve. This may be an adaptive.    The brain's retrieval process brings about not a simple appearance on a computer screen or a printout,  but rather requires us to focus attention or consciousness on any  engram retrieved.    Since one is capable of focusing attention only on a very finite number of objects,  all of these compete for the individual's attention.   Newer established memories are the ones bound to be the most relevant to a person's life. 

Nine times out of ten when a young person complains of a poor memory one can assume that the memory is grounded too strongly and cannot be removed, or that this person is distracted from the business of storage by some process that distracts his attention, i.e. anxiety or preoccupation.  Anxiety affects memory in two ways. It  blocks attention so that the original memory cannot be laid down.  The original stimulus isn't  noticed because the subject was paying attention to other things.  Then he wonders why he didn't remember it.  Or, anxiety can weaken the association that helps us to extract memory.  Often anxiety is a force that keeps a memory buried so that it just cannot be extracted. This is one mechanism for the phenomenon of repression.

On the other hand older individuals are much more likely to suffer from a dis­ease that impairs the original storage and registration of memory engrams.  Older individuals can just as well have problems that younger ones do,  but in addition are more likely to have degenerations that preferentially affect the hippocampus like Alzheimer disease. Strokes and seizures and many drugs which older folks are much more likely to be taking can also block attentional processes instrumental in laying down and consolidating engrams.  In other words older individuals are more likely to have an organic neurological problem that impairs memory formation and retrieval,  yet old and young may present with the same complaint.          

Certain unpalatable recollections of childhood  are actively suppressed, particularly the  ones attached to high emotions. The inability to recall details of our past or conversely aberrant recollections may be the cause of serious psychiatric derange­ments. On the other hand, when a person is helped to bring such recollections to the surface an explosion may well occur. A war veteran may have suppressed horrible recollections of the battle­field or his participation in human slaughter. While specific memories cannot be recalled guilt or other emotion attached to these memories may impair this person's ability to function in his current situation. He may feel unworthy to participate in normal life, suppressing his normal aggressivity that he needs in order to compete in real life situations; he may drop out of life entirely until he has worked these problems out perhaps becoming addicted to alcohol or another substance, compounding his sense of worthlessness. Memories that are essentially irretrievable may thus affect our present life in profound ways.

Unacceptable recollections of childhood such as participa­tion in a sexual act may be actively suppressed may cause symp­toms that can ruin lives. One woman afflicted with a variety of apparently psychosomatic ills including among others chronic neck pain with losses of consciousness also apparently prone to a variety of drug addictions recalled that she'd been sexually abused as a child. Other life circumstances include in psychiat­ric hospitalizations, her son's tragic suicide by hanging pointed to pervasive maladaptation in this highly intelligent and articu­late woman, a remarkable illustration of the biblical observation that the sins of the fathers are visited upon the children.

But I noted,  the abuse that this woman had suffered as a child was relegated to the very end of her history. This often underlines its importance pointing to its basic role in her life circum­stances and symptoms. Indeed there seems to be a subliminal realization in many people of the fundamental importance of certain life events that are not at first brought to the surface in a conversation or in a medical history. Very often, these come to light at the very end of a history with appropriate probing or these details may finally make their way through at the end of an interview as if they somehow are of critical importance and just have to come out. Sometimes such critical details literally come out just as a person is about to leave. It is as if this person can't leave the room without first telling you what is really on their mind.

When dark volatile memories finally do reach the surface, there is often an emotional explosion that profoundly alters a person's world view. In immunology we know of  a mechanism whereby an  organism having once been exposed to an object, which has excited his immune system is exposed to it again. On the second exposure, immunity which may have brought but a slight reaction on the first exposure is poised to react with great force, almost as if frustrated at inaction on the first encounter.  A person given a Tubercu­lin skin test, may have a mild swelling in his skin.  That is how to determine that he has had some exposure to the Tuberculosis bacillus. But give him the skin test a second time and his reac­tion may be extreme and can literally (on rare occasions) cause him to slough his entire arm. This quite appropriately is called an anamnestic response. It is analogous to one's mental reaction to certain memories.

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Immunity is highly analogous to learning on many levels.  The immune response is altered by repeated exposure to an antigenic stimulus just as our behavior is altered by repeat exposure. As we saw in chapter one,  antibody production is combinatorial.  Plasma cells are capable of producing an enormous variety of antibody molecules that fit molecules on microbes capable of causing infection. On first exposure to a microbe a particular clone of plasma cells producing antibodies against the invader is called into action. The antigen is displayed on the surface of activated t-cells and macrophages that attack  and  incorporate and digest the invader.  The initial immune response is limited, but continued or repeat exposure will cause antibody production and  an active immune response to redouble.  The invader is not likely to gain a foothold a second time.  That is the principle employed in vaccination and the reason why we ordinarily do not succumb to an a viral infection a second time. As we have seen antibody molecules are pieced together from a combination or repertoire of component parts.  Clones of antibody producing plasma cells are selected for,  the ones that make antibodies to the invader du jour. These clones will put out large numbers of descendants. 

What we see in the immune system is an altered response based on experience,  learning in other words. Learning takes place in the immune system,  learning - a change in behavior based upon experience.   It is possible that similar mechanisms control an alteration of responses in the central nervous system,  although this remains to be elucidated.  For example the CNS may well be capable of generating a large array of molecules via combinatorial techniques analogous to antibody production in the immune system.  Learning may then be induced on the molecular level after repeated exposure to a stimulus.   There are other analogies too.  Our immune system can be desensitized to an immune stimulus is presented repeatedly.   The nervous system tends also to dampen its response in the same way when a stimulus is presented time and again.  This is termed tolerance or habituation.  

Human awareness is a continuous thread of memory wending its way through time. More accurately, it is a whole multidimensional fabric with complex interweaving of recollections, patterns and trends. Our brain is capable of looking at this fabric in a wide variety of ways gazing at individual threads delineating simple chains of events in normal time, or stepping slightly farther away to look upon how events are interwoven or even further still, to examine patterns or mosaics of patterns that comprise a life. Details and the big picture are hard to appreciate simulta­neously but describe the recording of experience that is human life.

Korsakov's syndrome happens with destruction of areas of brain responsible for registering recent memories, the mesial temporal lobes on both sides, the mammillary bodies, and/or the anterior thalamus (illustration). This can happen after oxygen deprivation which tends to affect some of these areas preferen­tially, after a Herpes virus encephalitis that also likes this area of the brain or in thiamin deficiency that causes Wer­nicke's disease often related to alcohol consumption. Since memory is  affected permanently in these conditions the problem is more severe than just the inability to recall names, the time, learning new skills or finding one's way around. The patient is lost in a mental limbo disoriented in time and space, a mental cripple, because his whole stream of mental awareness is  broken by this process. We tend to underestimate the effect of losing even permanently a single mental function.  After all the person­ality is left relatively intact because such patients can and do reach back into their store of remote experiences and utilize previously learned methods of dealing with the world. The fact is though that such persons are devastated by this simple inability to store new experiences and form memories.

 Remote memories are more resistant to processes that affect mental function. By the time remote memory is affect­ed we observe a more profound and global deterioration in personality structure.  By referring to our memory model it is easy to see why this is so.   Most old memories are multiply determined and stored according to large numbers of handles in widespread  brain regions.    For a basic remote memory to be lost, a lot of the brain has to be affected. A person who unable to recall even remote events, or who is unable even to recreate his own methods and habits and ways of performing simple acts has nothing lost his entire personality. Yet many of us are oblivious to our own personal past and also to the history which allows us to place our own lives and daily events in  true perspective. We may be blinded to the context of events in our own lives and a feeling of orientation of lives in human history. Without some apprecia­tion of history we are lost in an amnesiac limbo.

 We have seen how memory in living organisms differs from information storage and retrieval in machines.  Living things have a history and memory that affects them.  It is part of a complex fabric interacting with current experience and continuing registry of experience. But from the human perspective, memories are tied to an emotional valence,   memories mean some­thing, they aren't just stored.

Humans aren't manufactured like machines. They develop. Humans contain within themselves a record of their history and as such history is indelibly embedded in the present. Each stage of development bears upon all later stages as the fully formed adult human, still an evolving creature, emerges. This happens not through any noncontiguous quantum process wherein all past forms are rejected in turn in favor of a final finished perfect product, but rather as the obverse of this process, through continuity, modification and reworking of past forms. It is true that we see many examples in human development where children and adults appear to make quantum leaps. Suddenly, or so it seems a baby who has been crawling begins to walk, sometimes quite well. An adult may rarely make certain sudden changes in his life, perhaps giving up alcohol or cigarettes. Of course there may be signs of a more continuous process that are difficult to appreci­ate at first blush. This continuity or inability to forget is the basis of all biology. Evolution is inscribed in the development of every embryo and our mental development over the course of our lives contains within it a history of past ideas that are re­worked and reshaped over time. Ontogeny recapitulates phylogeny, as was first enunciated by the German evolutionist Ernst Haekel.  The evolution of an animal is replayed in its embryology. The same holds for mental development. Hence, the understanding of a person's present is imperfect without appreciation of his past. As we observe a person's behavior, we can only see very little of what he is about. If only we could live his life as he has lived it, developed as he has and still function as an objective out­side observer of his behavior and experience. Our actual powers of human observation are so limited.

All of this information is recorded in our genetic endowment which unfolds to make a final organism.  This unfolding programme is given by the genetic machinery of the cell. This is how the living differs from the inanimate.

"Organisms are unique at the molecular level because they have a mechanism for the storage of historically acquired information, while inanimate matter does not. Perhaps the was an intermediate condition at the time of the origin of life, but for the last three billion years or more this distinction between living an nonliving matter has been complete.  All organisms possess a historically evolved genetic program, coded in the DNA of the nucleus (or the RNA in some viruses). Nothing comparable exists in the inanimate world, except in man-made machines. The presence of this program gives organisms a peculiar duality, consisting of the genotype and a phenotype. The genotype (unchanged in its components except for occasional mutations) is handed on from generation to generation, but, owing to recombination in ever new variations.  In interaction  with the environment, the genotype controls the production of the phenotype, that is, the visible organism which we encounter and study.

The genotype (genetic program) is the product of a history that goes back to the origin of life, and thus it incorporates the "experiences" of all ancestors, and Delbrück said so rightly.  It is this which makes organisms historical phenomena.  The genotype also endows them with the capacity for goal-directed (teleonomic) processes and activities, a capacity totally absent in the inanimate world"

-Ernst Mayr[20]

This is well-taken but seriously underestimates the ability of humans to store information and evolve. Our own information storage capacity, indeed our very evolution is increased and accelerated by our ability to store data in the brain and in recent human history to store engrams extra-cerebrally, through the invention of writing and more recently with the aid of ever- more efficient and information-dense storage devices such as hard disks and CD-Roms. All this makes possible change that occurs faster than by biological methods alone which occurred first through acculturation and dependence on ordinary mechanisms for memory storage utilizing language, and later through use of writing and ever more sophisticated storage devices.

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Physicist Frank J. Tipler gives a cogent argument in his book,  PHYSICS AND IMMORTALITY,  that the brain is nothing more than a "finite state machine[21]",  that is, if you had extraordinary knowledge about the state of all of the neurons and synapses in the brain,  the connections between neurons, the current status of all the huge number of elements,  say 10 to the 10th neurons each with up to 10 to the 5th synapses in various states,  all of these states, both of neurons and of synapses can be assigned a numeric value,   and although as we can see there is a very large number of neurons and synapses, even so,  this number is finite.  Given the numeric description of the brain's state at any time, and a description of input or influence on the brain,  the outcome will always be known which is an alteration of the brain's state at time (t+1).  This model ignores the effect of history, experience and memory on the brain's response,  or at the very least, it de-emphasizes it and gives history diminished importance.  Tipler would probably say that the brain's or a neuron's history and development can also be expressed as some numerical descriptor of the current status of neurons and synapses.  The past is expressed as a numerical alteration of present status that admittedly may alter the response to a stimulus.   Perhaps. 

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In the embryo, our nervous system starts out inauspiciously as  thin tubular structure. The brain, spinal cord and peripheral nerves are modifications of this basically tubular design with all the major components being well formed by the fifth or sixth week after conception.

 

Figure 8:Early Embryonic Disk.

How is this accomplished?  In the embryo the a flat structure the embryonic disc, forms a central neural groove.  Cells well up and proliferate next to this groove to form 2 neural crests that rise beside the groove and then finally join at their center (see figure) eventually forming the primordium of the nervous system the neural tube.  So the nervous system ultimately comes from a basic tubular formation.  From there all else is a modification, a reworking of forms.

Only the spinal cord retains its basic tubular form by the time at birth. It is a rather flattened ovoid structure, especially in the neck when the originally hollow center has been filled in by the  growth of neurons composing its gray matter. The brain's structure which also is ultimately derived form a simple tube,  is a much more elaborate. But he brain's development involves the proliferation and growth of neurons and other supporting elements. The circular hollow structure eventually becomes the four fluid filled chambers (ventricles) of the brain.

Nervous system formation from a a tiny streak that begins to form in an embryo only three millimeters long depends on the presence of notochord,  a semirigid structure that is present in some of our evolutionary forebears. The notochord keeps an animal rigid, but the notochord is given by vertebrates including humans in favor of a bony vertebral column. This acts as a structural support for animals with an elongated architecture that is symmetric about a single axis. The notochord degenerates by the time our development is complete. Cartilaginous discs are remnants of notochord between bony vertebrae.   Yes, these the same disks that herniate to cause back pains,   nerve root disease,  so that people lose work and wages and otherwise cause other mischief.   Notochord remnants may even be present in a mature animal as tumors called chordomas that can compress the spinal cord.

The notochord is the first use of an endoskeleton to maintain rigidity of body form, specially useful for forward swimming. Cartilage often matures into bone. Bone is more complex, more rigid and requires calcium. Evolutionary development mirrors maturation. Cartilage precedes bone in more immature animal forms.

Moreover the presence of notochord cells prefigures  and causes first segmentation, the breaking of an elongated body form into segments and then for the laying down of bone that forms a  repetitive structure that is composed of  vertebrae. These simi­lar repetitive structures are enumerated in anatomy so that we can easily locate nerves, ribs, arteries and other structures that arise within each segment of the animal. The skeleton with muscles attached can now accommodate controlled bending. In the embryo it marks our kinship with other animals in the phylum Chordata. These animals contain a cartilaginous notochord during some stage of their development. this animal group includes a primitive fish-like animal, the Amphioxus that is mentioned in basic biology courses.

But the notochord plays an even more important role. It induces or creates the proper signals to bring about the earliest formation of the nervous system. Were it not for the development of the notochord the primitive nervous system could not commence formation. In more basic animals such as Amphioxis a nervous system forms above or dorsal to its notochord just as it does in the human embryo. This illustrates two basic embryologic principles. Firstly a structure once formed gives signals for the formation of other structures. Embryologic experiments in which such structures are cut away show that development depends on preexisting parts. It is likely that preexisting embryologic structures send out chemical signals to adjacent cells that cause  these cells to develop in an exact way. This is a process of induction.

We now know what some of these chemicals are,  proteins, specified by certain genes called homeobox genes. These genes are remarkable for a number of reasons. First, much of their D.N.A. pattern appears to be preserved virtually throughout the entire animal kingdom even in such disparate species as worms, insects, mammals, and in humans, virtually all animals that have an elongated back to front structure. Second,  the genes lie in an order on chromosomes, that is exactly the same as the front-to-back order on the animal! One can only speculate that the original zygote, the one fertilized cell that is present at conception, is already oriented in a certain way to bring about cell divisions that  will dictate the front to back development of the final animal, depending on the orientation of its homeobox genes. The proteins specified by these genes appear in specific foci on the developing embryo. Around these foci, there is a gradually decreasing concentration gradient that also signals specific development. One chemical might signal that a forelimb should develop at a specific place, while still another homeobox protein might center about the hand so that there will be two opposing concentration gradients of proteins, from the shoulder down and another from the hand up that each serve to signal specific anatomical developments.  Homeobox proteins determine differentiation of embryonic cells from front to back along the longitudinal axis,  from head to tail or in anatomic lingo, in the rostro-caudal direction,  the first most basic factor that distinguishes developing cells in different locales.

Early in life the embryo is a totally noncommitted ball of  like-appearing cells. Later a certain group of these cells differentiates into a flat sheet that will eventually form the animal itself and another group of cells responsible for the environment and nourishment of the developing animal including the yolk sac, placenta, and amnion. The flat disc of cells that develops into the actual living  animal cannot be distinguished on any basis from the cells that form the rest of the embryo,  yet the process of differentiation happens with perfect fidelity as if by magic. These cells at this stage have not yet committed themselves on the question of the exact part of the animal that they will form. Experiments in which these first primitive cells are moved to different loca­tions within the embryo show that these first cells are multipotential, that is are capable of forming any of various parts of the nascent animal. If a few of these cells are cut away, chances are the developing animal will not miss them at all at an early stage because the others will just fill in, or, otherwise stated the same cells that are cut off can at this stage form a whole new organism.

Slightly later in development three germ layers form desig­nated mesoderm, ectoderm and endoderm.  The mesoderm forms struc­tural elements, bone cartilage and muscle including the primitive notochord. Mesodermal cells seem to signal adjacent cells to differentiate into ectoderm which in turn, forms the nervous system and the skin, while the endoderm eventuates in the viscera or internal organs especially the gut.

At this stage cells are multipotential still. The cells that are descendants of a single cell may form any of a wide variety of organs, only their options are somewhat more limited than at the previous stage of differentiation. Some ectodermal cells in a given location may be capable of forming any of various parts of the nervous system. For example at this still relatively early stage a whole wide area in the front of the animal may contain cells capable of forming part of the eye, cells in this particular area designated as "the frontal eye field".  The frontal eye field becomes smaller in relation to the size of the animal as many of its cells make commitments to form other organs. This commitment of cells is determined at every stage by location. It is as if each cell determines what it will become by asking where it is.  Although the exact mechanism responsible for this commitment is imperfectly understood, it is only reasonable to assume that the process has something to do with concentration gradients of proteins, some  of these homeobox proteins.

Even after birth parts of the brain become committed to serve certain functions as localization of abilities develops. In most people, the left hemisphere performs the bulk of language functions; this is what we mean by left hemisphere cerebral dominance. Certainly the left hemisphere is responsible for the bulk of language function in most right handers. This hemispheric preference is preordained and mostly genetically deter­mined. Left handedness does tend to run in certain immediate families. Very early in life, though, it is possible for a person who was originally destined to be right handed and left brain dominant to instead become left handed and have language function predominate in his right hemisphere. This happens in the event of an early cerebral injury. In these persons who may have had a devastating event in utero or a brain injury during or shortly after birth there may be weakness, sometimes profound, on the right side of the body. Scans may show atrophy or damage to the left side of the brain and they will also presumably be right hemisphere dominant for language function (though this is diffi­cult to prove.) Presumably this also occurs in persons originally intended to be left handers but this is harder to diagnose be­cause of the relative infrequency of left handers. If a person is left handed and has no family history for left handedness,  an early cerebral injury may be the mechanism.

This altered pattern of cerebral dominance will not occur unless a brain injury occurs very early, especially before the person's first year of life. Later, different portions of the brain are much more committed to perform their specialized func­tion - committed in the same way as embryologic anatomy described above. In a younger person it is easier for non-damaged parts  of the brain to assume function for damaged parts, a property known as plasticity within the human brain. It is clear plasticity partly depends on the degree of commitment of function and that this depends on the age of the organism, one good explanation for why younger brain-injured persons may have better prognosis that older persons.

Development is in part about commitment.  Every cell which gives rise to other cells must at some time decide upon its destiny,  commit itself to play a certain role that is determined by its relative position in the embryo.  Some will hold the exalted function of a neuron,  others will have a more modest existence as liver or gastrointestinal cell.  Once totally committed, there is no turning back. Once a cell commits itself, its descendants, other cells, products of cell divisions, differentiate on the basis of this decision.  Early in embryo's life specific cells are committed to be endoderm cells,  those that comprise the viscera.  Some of these endoderm cells separate off and give rise to cells of the liver, others the stomach, still others, the gut and so forth.  Some of the liver cells will break away and form the hepatic ducts that transport fluids inside the liver, others hepatocytes that mediate chemical reactions, others supporting cells and so forth.   Sometimes other specialized cells actually migrate into an organ from afar as is the case with certain glandular tissues.   The process is commitment of the ancestral cell or anlage in German, then differentiation or specialization of its descendants.  Once committed, and especially once differentiated, the cell has embarked upon a process that cannot easily be reversed.  The cell can not turn back and perform another function.  It is no longer plastic.

Notice here that in making this commitment the predicament of the individual cell is not too different from the individual neuron described in the last chapter, which at a certain point, given multiple inputs, mostly from adjacent cells has to make a decision to fire or not to fire.  Here in development an individual cell is made to commit itself to play a specific role, to give rise perhaps to a line of cells that will eventually form a certain organ or perhaps even degenerate.

If you begin with the observation that the single zygote cell gives rise to cells committed to perform every function in the body then you have to conclude that the zygote cell and hence every cell in an animal's body which has exactly the same genes,  is multiply capable.  Every somatic cell contains all the genetic machinery necessary to become any type of cell in the animal's body.  What happens, of course,   is that  many genes are turned off,  not expressed.  The liver cell does not produce the neuron's specific proteins, assume the shape of the neuron; the neuron does not make proteins specific to the hepatocyte  and so forth.  Therefore commitment, differentiation, specialization mostly are mostly about inhibition,  masking of certain genetic elements.  Only some of a cell's full genetic potential is expressed and that is how cells become what they are going to be.  If scientists could learn all about the processes that control gene expression,  that could be every bit as useful as mapping out all of our genes,  the current focus of research. 

Well after all of our chromosomes and genes are mapped,  researchers will be trying to unravel the mysteries of gene expression.   Just as one example, as we have seen with the plasma cells and likely many other cells create proteins in a mix and match process combining information,  pieces of information from different genes in novel ways.  New plasma cell clones compete for survival and a license to reproduce  in a Darwinian fashion right in our own bodies.  Those whose antibody products match the antigens displayed on the foreign invader,  divide and make more of their own kind, thus increasing their fitness. This is but one unusual mechanism of gene expression and there are likely to be many others. 

It is clear also that this is only one example of natural selection that occurs inside an animal's own body among its very own cells.  In the embryo certain cells are selected to divide for a few generations just to form a supporting  matrix,  then targeted for mass destruction.  These cell lines are necessary for development only for a while,  then sculpting takes place as organs take their final form.  This happens to many cells of neural origin in the brain,  whose precise form is so critical to final function.  Precise neuronal connectivities will determine exactly how the brain will eventually perform.

Certain cells in development are destined to be destroyed.  A perfect example is tail cells in animals that are not destined to have a tail, as in tadpoles that mature into frogs.  Lately scientists have discovered that cells go through a specific cycle before they die. These cells literally sacrifice themselves for the good of the adult intact organism in a process termed apoptosis [22].  This is a preprogrammed cell death cascade.  The interesting thing is that it appears that embryonic processes that sculpt the final form of the organism in which cells are programmed to die,  resemble cell death in disease as well. An entire cascade of events is set up both in the embryo and in certain diseases such as degenerative neurological conditions or in the immune response to an attack from an outside organism.  If you can define the cascade of cell death,  then it should be possible to intervene in conditions where programmed cell death is pathological.  For example in stroke we know that neurons die thorugh a course of events that involves the chemical Glutamate, a so-called excitotoxin.  Stoke therapies are aimed at inhibiting Glutamate and excitotoxins or in otherwise intervening in the cascaded of events that occurs when cells die during a stroke to save brain cells a process termed neuroprotection.

It is characteristic of a mature differentiated cell line, that cells reproduce slowly in controlled fashion.  During development in the embryo, on the other hand, cells may reproduce like crazy. In total considering the final number of cells that make up a person, there is only the equivalent of perhaps 50 doublings of cell numbers from zygote to mature person.  The differentiated cell has a limits its repertoire of what it will become,  what descendants will be.  The uncommitted cell is pluripotent.  Its descendants may do anything.  Occasionally a committed cell will regress and act like a more primitive progenitor cell.  That is how cancer happens  in most instances.  A mature cell line will give rise to a renegade immature pluripotent cell line.  These cells may even produce chemicals that are characteristic of other very different cells.  Internal mechanisms that control cell reproduction and growth,  no longer work and the cells start to reproduce wildly.  In very young children some solid cancerous tumors called neuroblastomas form from neuronal cell elements when some cells fail to mature and differentiate.  Neuroblastomas are swiftly growing lethal tumors.  Neuroblastomas are quite different from ordinary tumors that develop typically in older adults.  Most tumors in adults come from immature cell lines that have dedifferentiated from mature cells.  In the case of neuroblastomas, cells that give rise to the tumor have failed to differentiate in the first place.    In some cases their chromosomes are defective.  They have a deletion in part of the first chromosome.  However some Neuroblastomas  having a better prognosis have more normal chromosomes  In  some of these advanced cases of neuroblastoma,  the tumors will miraculously regress.  How?  The involved cells will suddenly differentiate  giving rise to a mature cell line.

The neuroblastoma cells,  immature forebears of sympathetic ganglia,  send a signal that causes immature  Schwann cells to migrate into the area.  Schwann cells are the elements that add the myelin covering to a nerve.  Neuroblastomas with a good prognosis,  those that will eventually regress and mature,  have abundant Schwann cells.   Evidently there is an exchange of chemicals, between the neuroblastoma tumor cells and Schwann cells in the area.  The neuroblastoma sends out signals that call in the Schwann cells,  and then the Schwann cells send signals that hasten the maturation the embryonic normalization of development in the tumor and it regresses and matures rather than kills the tiny patient.  Here we have an excellent example of the constant crosstalk that is the exchange of chemical signals that causes maturation and differentiation of cells in the embryo[23].    

The best example of cells that have partly determined the destiny of their descendants is the stem cell.  Blood is produced in the bone marrow by various mesoderm cells destined to give rise to different blood cell lines, the red corpuscles that carry oxygen, the white cells, polymorphs and lymphocytes that fight infection, and platelets that aid in clotting.  Stem cells are the partially committed immature, not yet differentiated cells that will give rise to all of these cell lines.   Harvesting, growing, finding and using the chemical signals that control the differentiation along these individual cell lines, has become a major industry. Stem cells may turn out to have all kinds of uses.    One would be when it becomes necessary to destroy the bone marrow that makes blood cells as a treatment for cancer,  reimplanting stem cells will provide new blood cells and save the life of the patient.  Knowing about chemicals that control blood cell production will help in  a host of diseases where blood cells become deficient.    For example, erthropoetin a protein that encourages the production of red blood cells, has been synthesized and is in wide use in sick patients who are not making their own blood cells.   Some of  these persons have had chemotherapy for cancer,  some are otherwise chronically ill and anemic, some have severe kidney failure and the kidneys are the main source of erythropoetin. Other proteins signal the production of white cells, others platelets,  making cell transfusions a thing of the past.

The cell line that is differentiated,  the specialist,  has a hard time turning back and into multipotentiality even if called upon to do so; it is less plastic.  Plasticity, the ability to assume a different function, to fall into the breach in the case of a lesion or injury, is the opposite of differentiation in the sense that a cell which is more plastic is less specialized.  In most healthy animals in which no pathological process occurs,  differentiation is the key to success.  It determines how well specialized cells will work l together.  For the whole organism, maturity is largely a matter of increased specialization among elements of its structure which develops from a single pluripotent  generic undifferentiated cell.

The organism develops from this finite inauspicious beginning, a singularity,  that is, from a single perfectly pluripotent cell, one that can give rise to everything within the organism.    Over time the organism is in a constant state of developmental flux determined by previous less differentiated states.   The anatomy reflects this continuous embryologic development.  A final structural integrity is exactly analogous to the contiguity of memory.  The intact integrated person is a composite of continuous memory as the organism is determined by its complex development.  The present is a product of the past.

Systems are built on the basis of preexisting parts. the organism forms on the principle of adjacency.   If not for the notochord the central nervous system would fail to materialize.  The notochord, which came from the need for an elongated body to swim forward in an aqueous medium,  now induces adjacent cells to become a part of a segmented structure.  Some differentiate into bony vertebae,  others into nerves, and vessels.   These components would not "know" their role or how to form but for the structures that happen to lie next to them.  You can experiment by cutting adjacent structures away,  and you will see that areas will misform or not form at all.  A part  such as the notochord that affects the formation of another part is said to have induced the formation.   Induction is a basic embryological principle, induction by location, by adjacency.   Sometimes the inducer puts out a chemical that causes the adjacent cells to differentiate or grow in a certain pattern.   Developing muscle secretes a substance that causes a nerve to innervate it.  That nerve that will ultimately control muscle contraction.   Vessels form in the same way rivulets do,  subject to forces from the flow of liquid blood. 

On the sides of the primitive notochord along the axis of the developing animal, segmentation occurs as individual nerve roots innervate their own specific segment. Vertebrae and ribs are also mark animal segments. I recall as a student being over­whelmed by the sheer wealth of anatomic detail and especially the precise choreography of cellular reproduction and migration in the embryo. It is difficult for the student to even get a handle on the basics of anatomy and of embryological organ formation simply because the process requires the transfer of vast quanti­ties of information as reproduction and migration of each cell is precisely spelled out.    How could all this information,  not only the final detailed anatomy which I had some trouble learning,  and the texts had so much difficulty describing,  but  complex choreography of development,  be housed in the genetic material of the nucleus of a single cell,  the  just fertilized diploid zygote?   It all seemed incomprehensible to me.   Part of the answer is that the embryology and anatomy are not two different things,  much as it seemed that they were to me,  a student who had to learn all about each as if they were two separate subjects.   They aren't.  Anatomy is determined by development.   Development and structure are one and the same. The past is what determines the shape of the present. The design is in the development and the final form is determined by it.  The process of development and thus form is what is codified in the gene.  Also a single piece of  information is amplified or repeated so that it only has to be specified once. Segmenta­tion is an example of this. Examine the leaves of a mature plant.   Plant cells must specify the leaf form only once.   Once recorded in the nucleus, the pattern is used again and again as new similar leaves are formed. Individual leaves on the same plant are quite different, but this difference owes not to the basic specifications for the leaf's formation, but mostly to the position of the leaf on the plant and the leaf's relative age.  At the same time you only need have a slight error in design specification of a repetitive structure to spell complete disaster,  since a basic code is repeated so many times.

Figure 9: The embryologic branchial arches evolve from gills oflower animals. Note segmentation of the spine as well.[24]

 

Still it is remarkable that biological patterns unfold repeatedly  with so few mistakes. What we witness in the embryo is repetition and amplification of basic processes. There are modifications and remodifications of primordial patterns. Vertebrae and discs are such repetitive structures so are the  branchial  (=gill) arches which owe their origin to fish like ancestors but in the human develop into parts of the face and neck.   With the repetition of pri­mordia evolutionary history is recollected in human development.   Ancient adaptive patterns aren't just discarded.  They are used,  modified, remembered,  are today written into our genetic code, only they  specify our own form.  The same is true of our nervous systems which retain simpler structures,   and less evolved circuits such as peripheral nerves and spinal cord, but pile on them, layers of neurological control. The human embryo has much in common with first an Amphioxis,  then a fish and a tadpole,  then a chick embryo but develops modifications that unmistakably define it as a human form as embryology replays evolutionary historyf .  It is as if we could watch a new car being built by witnessing modifications in its design, from a   Model T, through Edsel perhaps then to an old winged Thunderbird final­ly to the aerodynamic jellybean that is a the  modern  Ford Taurus.   But machines don't contain within themselves recollections of their history.    Lifeless forms have no perception of their past but for animals the past is inscribed in the present.

Figure 10: A surface view of what becomes of the branchial arches which govern the making of both deep                   and superficial structures.  The first forms the chin and jaw area.[25]

Talk to most people who have never appreciated embryology and it is not at all obvious to them that there is a plan or pattern that relates all life forms.  Embryology proves the point.   We can  see over time what has been grafted onto previous structures.  It is as if  we have a video replaying an unfolding of form. Most people have little to no perception of this. People who advocate for animals haven't heeded many lessons from biology,  mainly that life fits into a larger plan or pattern.  They tend to treat all living things as equivalent and to lose sight of their differences.   Well-educated persons either haven't thought about this subject or aren't convinced either that biology culminates in humankind.  I learned a long time ago that some things that I accept as almost axiomatic,  aren't so obvious to  others.

I was talking to one of my physician colleagues who is interested in this topic.  He'd just read some work by Stephen Gould, the evolutionary biologist.  It was late at night and both of us were rather exhausted from having made rounds all that day.  We stood in the intensive care unit, under the eyes of all, and debated the topic.  Even lowly bacteria whose cells lack a true nucleus may be by his account, considered to be as biologically advanced as us.  I could see some of his arguments but couldn't believe my ears, as we stood under the light created by human invention, without that light we'd be in the dark, perhaps relegated to sleep by that time, in a warm building on a winter's night,  also the product of an human invention--bacteria are as advanced as us!! By what system of reckoning?  In the bugs' favor they have modified themselves in  a milieu of natural selection well after humans had.  In other words some bacterial strains are much "newer" than the human species. Many of them were in that very intensive care unit, having adapted to the newest antibiotics we could use on them. As a group,  hominids, apes similar to humans had been on the scene only very recently, for perhaps 4 million years, the genus Homo having arisen some two million years ago in Homo habilis.  Primitive bacterial species had already evolved over 3 billion years ago.

Very soon both of us realized that the discussion hinges on how you define what is more advanced. That's where the whole argument gets hung up.  I admit from the start that for me this idea of advancement is not a difficult topic.  I "know" which kinds of animals I consider to be more advanced from the beginning (admitting that such foreknowledge is anti-scientific--in science you are supposed to "find" the truth, which can be very surprising, using objective evidence.)   Below would count as some of my own criteria.  This is important n the sense because in the method that I view evolution, there is a progression from less advanced life-forms,  all the way up to those who  reflect on the nature of such things.  There is a  great bulk of creatures who make their own living and survive some well, some not so well, and others who function on a level of making a living also but go a step beyond, transcend the mundane every day business of staying alive to consider something beyond themselves. In this category I place  humans. We've reached a point that we are not only concerned about immediate survival, but can plan for the future,  not just by making up a nest and a home under hormonal pressure according to a pre-wired plan but to influence what is to come according to an inner plan.  And then to contemplate about what all of this means.

From a scientific viewpoint how reasonable it is to dismiss the concept of evolutionary advancement.  Advancement is difficult to define.   Depending on what criteria you use you may come to different conclusions as to which creature is more advanced.   And why should anyone care about which life-form is more advanced anyway?   It's just that we like to think that things progress,  improve, evolve.   Biologically we have a very hard time proving that humans are more advanced than other creatures.   After all early and simple life forms such as bacteria exist in much greater numbers than more recently evolved and complex creatures and in a much wider array of habitats.  They are, even today, more successful,  judging by their numbers.   And we have many examples of more complex creatures further adapting into a relatively simple state,  arthropods and bacteria that evolve into obligate parasitism,  sighted creatures that lose their lose the ability to see as they adapt to dark environments.   Yet it is possible to find a few criteria for advancement which come out in our (human's) favor so that at the end of the day we may continue to see a  conventional progression in evolutionary history from "lower" to "higher" life forms.

What deter­mines whether an animal will be considered more or less advanced,  what are the criteria by which we may state objectively that one organism is more advanced than another?  An organism could be considered more advanced if it competes more effectively in its ecological niche. But this would be confusing what is advancement with success.  Lots of species win out by sticking to a simpler strategy.   Still another criterion is recency of appearance of a life form.  Certain bacteria in our hospitals have even more recently evolved antibiotic resistance,  insects,  insecticide resistance. Indeed some might argue that lately man has  almost ceased to evolve biologically because the weak survive and the physically strong or most aggressive don't necessarily make out better in our societies.  But humans and human like creatures have appeared very recently in earth's history and out-compete every other species of plant and animal in a largest array ecological niches.  Some large groups of organisms,  most importantly bacteria and insects, are giving us a good run for our money, but humans have been able to employ certain members of these groups for their own gain,  to make antibiotics,  proteins, or using certain carnivorous insect species to eliminate crop eaters, even infecting certain pests with bacteria;  our ingenuity knows  no bounds. No other single species is as ecologically sophisticated or sociologically prolific as humans are.  Many animals have evolved advanced social organizations but no species has the diversity of social interactions that we have.   We aren't so happy that our efforts have apparently resulted in the extinc­tion of many species of animal and plant by this time.

Still another criterion,  perhaps the main one,  is complexity.  In order to decide which organism is more complex we need estimate its informational content,  how much information one would need to reproduce a single individual. This point of view is enhanced by the computer, which has given insight into recording and expressing information. If as we have indicated, the human genome contains roughly 1010 bits of information or four thousand 500 page books, we may call man the crowning achievement of biology on the basis of the amount of information in each  cell, far more than other organisms.   It's also reasonable to ask the question for a human,  how many bits of information does it take to encode the totality of being, that is including biological information and brain content, and there are a number of ways making an estimate.   Consider that that brain has 10 to 100 billion neurons which have up to many thousands of synapses.  Each synapse may be considered to carry one bit of information.  As revealed in chapter one,  I maintain that this will also give us a profound underestimate of the information stored within the brain,  mainly because many bits of information are stored on the subcellular even the subsynaptic level,  but for our arguments here, in which we are only trying to find the life form that most complex this estimate   is good enough.  Frank Tipler, in his book THE PHYSICS OF IMMORTALITY uses an estimate of 1015  possible states of the entire brain and this is close enough for our purposes, though it may in fact be far off.[26]  Another disadvantage of this particular informational state concept, is that as I hope we have seen in the present argument,  the current state of the human organism, does not tell all about all future behavior which is partly a function also of its past and past memories as argued in this chapter.  One can counter that even in that case, the one in which we need take the past into our consideration of the present,  the current status of the organism as a function of past events is still expressible in terms of bits of present information.  Fair enough.   But it should be clear at all times that the past does at all times make a difference perhaps seen in alteration of current expressions of informational status in the present.

The vast majority of living things are simple  (in comparison with ourselves.).  There are far far  more things alive on earth that lack a true cellular form, with nuclei and specific organelles such as mitochondria, than there are that are composed of true cells. The technical terms are prokaryotes vs. Eukaryotes,  precursors to cells vs. True cellular organisms.  Prokaryotes are blue-green algae and bacteria mostly and of course there are even more primitive living forms such as viruses that contain nucleic acids and you might even include Prions a type of mostly protein parasite that appears to contain no nucleic acid among the living if you like.  There are many many more of "them", organisms without true cells or nuclei,  than "us" who are made of cells.  Then we have the one celled animals and plants, and the protozoa.  Bacteria in particular,  may according to some of our criteria as given above, be counted as more advanced.  They are, and have been for billions of years, extremely successful,  adapting to all kinds of environments form the hottest sulfur springs, and places deep inside the earth's crust to ecosystems deep inside other more complex animal's intestines, to the polar caps,  bacteria may be considered as a group  to be by far better adapted, and to have radiated into more biological situations than any more complex creature.

 

Table 1: Criteria for deciding a species is more advanced.

SPECIES ADVANCEMENT

CRITERION

VICTOR

Numbers

Many examples:  bacteria, insects, variety of  other organisms

Success in single niche

Many examples,  as above

Success in Multiple Niches (diversity)

Man

Recency in Evolution

Bacteria and insects acquire new forms most rapidly

Complexity

Man

Embryology

Man

Consciousness

Man

Artifacts

Man

Transcending Earth boundary

Man

Back to Top

Whole groups of cells got together only recently in biological history,  by current reckoning only  about  600 million years ago.  The earliest life that has left a trace is estimated to be 3.5 billion years old.  Still, relatives of the earliest life forms far outnumber multi-celled organisms. It is not at all clear that more complex life forms dominate the earth.  Simpler life forms, prokaryotes, have pushed the life's envelope to the limit,  having been around in time as soon as the earth became earth, that is just as soon as it had cooled off enough to remain solid, and perhaps well before,  and in all habitats on the planet including deep within the earth's crust.    But multi-celled organisms are more advanced according to a number of  criteria.   When cells get together, it gives them a chance to specialize while maintaining a common identity primarily by virtue of an identical genotype. Multi-celled creatures are more advanced by virtue of complexity and specialization.  Not only information theory, but embryology argue in favor of these creatures being more advanced forms,  as to some extent you can follow their development through previous evolutionary forms.  This is not to say that the complexity of embryology of an animal is the sole determinant of level of advancement.  Otherwise it might be possible to state that certain insects that metamorphose into quite different forms might be considered to be more advanced.   Here I'm not just talking about butterflies from caterpillars,  but also various insects that go through complex forms, larva to pupa to adult and various molts in which they take on a number of different shapes.

The major feature that humans have of course, is the advance of the nervous system and we are uniquely freed to some extent,  the degree may be debated for many of us,  from pure biology, adaptation of structure and form and dependence on one niche.  As can be seen from the table the criteria for advancement go from the  more to less  purely biological as you go from top to bottom on the table.  The brain has allowed us to be successful in many environments and at some time in the future we may expect to live away from our mother planet.  Of course we need not evolve gills to travel underwater,  wings in order to fly,  hair and subcutaneous fat to travel to the poles.  Humans can now be found in  all these diverse habitats thanks to our own ingenuity,  though few of us want to stay for any length of time in most of these situations.  And again, we are the only biological organism that we know of capable of  considering  of our own  predicament, that is who are self-aware.

Having made criteria for biological advancement helps us to see a  trend, a purpose or teleology.  It allows you to state that the "purpose" of nature is the development of more advanced organisms or involved neurological structures.   Simpler creatures such as bacteria and insects are in some ways much more adapted, numerous, fecund, successful than are we.  Here Stephen Jay Gould  contends  that the advent of humans is by no means inevitable in biological evolution, that we are, in fact, more accidental.

"It is tempting to say that the victors won by virtue of greater anatomical complexity, better ecological fit or some other predictable feature of conventional Darwinian struggle.  But no recognized traits unite the victors, and the radical alternative must be entertained that each early experiment received little more than the equivalent of a ticket in the largest lottery ever played out on our planet--and that each surviving lineage, including our own phylum of vertebrates, inhabits the earth today more by the luck of the draw than by any predictable struggle for existence."[27]  

Gould  makes a good point.   The best example is the great cataclysms that happened a number of times in the earth's history,  that of the Cretaceous period that saw the sudden extinction of dinosaurs,  perhaps due to a meteor landing on the earth and also the end of the Ordovician and other mass extinctions, advents of partial clean slates if you will few of these extinctions being well explained. At these times it wasn't necessarily the strongest and best adapted creatures that survived.  A massive explosion of biological forms suddenly came to be in the Cambrian period in which all of the known phyla evolved over a short space of time In an "explosion" of  diversity.    This Cambrian explosion is analogous to the inflationary model of the universe in which, shortly after the Big Bang the universe expanded suddenly in size. There is no good scientific explanation for the sudden Cambrian expansion in life forms.  And the four or five or so mass extinctions of biota remain unexplained as well and don't fit well into any current evolutionary paradigm,  making the earth in its current form, and our own existence, far from  inevitable.   There are a good number of scenarios of worlds of  fundamentally different form that may just as probably exist,  and quite possibly do without we humans gracing them, considering them, writing about them and these parallel worlds probably do exist right within our own galaxy (there is no need to invoke parallel universes in this context),  only no one is describing them because they do  not included a  mechanism of self-awareness.  For the same reason,  we can say little about countless human societies that left no written record.  There is no witness. 

A number of scientists have written about this lack of inevitability  of evolution from the less complex or advanced to more complex organized biological systems and that Darwinian principles would fail to predict a world such as ours with people and complex biological systems on small and large scale.  They have allowed themselves to explore if furtively, into  teleology or purpose in their writings,  though such thought is forbidden in the strictest scientific sense.  Scientists don't argue teleologically .  They are supposed to consider only the outcome on the basis of antecedents.

Stuart Kauffman and  Michael Behe have noted that the level of complexity couldn't ever be predicted using our current understanding of biological and physical laws.  At best, evolutionary theory,  is descriptive of diversity,  but  doesn't help much in yielding up the complexity of our world.  Levels of organization we see cannot be predicted or even fully explained with our current scientific tools.  Whether you're observing microscopically at enzyme systems, or macroscopically at social organization and human inventiveness, scientific understandings are inadequate to the task of predicting and explaining and you have to conclude that either there is a self-organizing principle, or that there is some one who is the author and controller of this complexity,  teleology.[28]  It is important to note that neither author is a religionist or suggesting a belief in God.  Both would are searching for scientific explanations for their observations and find them lacking.

Animals develop which means grafting a present  state onto  their past. The past is not discarded but rather recorded in embryology and signs of it can be seen in a current structure.   In order to achieve an adult form, animals have first to pass through an embryologic process. All of this information too, is recorded in the nucleus of their cells.  Deciding which organism is most advanced, as unpleasant as it may be for certain political arenas, is a rather easy task. All of our methods, basically agree. It is man. What is more, like other animals,  man's indelibly inscribed in the present.  Indeed this is the most important argument for the concept of advancement.

Anyone who maintains that humans are the most advanced creatures on earth, endowed with reason and evolutionary and developmental memory,  imposes an awesome challenge.  Our intellectual endowment,  our competitive advancements do not entitle us to rape the environment,  don't license men as super-competitors.  Quite the opposite.  With intellect,  free will comes a burden a responsibility to care for the earth and everything living.     

Each person is made to replay his evolutionary history in his own development,  and his cells, more specifically the nuclei of these cells,  carry the specific information that makes this journey possible.  Evolution is written into our present form,  our anatomy.  But if there is an embryology of form, there is equally one of ideas.   An unfolding plan in both spheres must be specified somewhere. The more advanced the animal to human form is,  the greater the need to have this information. The greater the amount of information needed in the developmental process, the more advanced is the organism.

As adults we carry not only primitive atavistic child­hood thought processes but also patterns derived from mythic historical thought processes that are a part of our cultural heritage, what Jung referred to as archetypes. Succeeding thoughts graft onto older thought processes.   Though ideas are overthrown,  very little is thrown away.  We function with reference and reverence for the past.  It is as if we have purchased a garment that no longer fits but yet we do not discard it. We modify it to follow current cognitive topography. Changes in the embryo appear to be complex and even the final anatomy is difficult to master, yet the blue­print for development is  specified within the very small volume of a cell's nucleus. Instructions for a ballet are contained within a small number of pages.

As we have seen, the homeobox protein products specify front to back,  rostro-caudal, development within the embryo.  Very soon after it is first formed, the fertilized egg, or zygote determines its future axis, where will be its head, and where its rump or tail. At the time that all of this is determined, perhaps after the very first cell divisions into 2, 4, or 8 cells perhaps,  the front to back development of the embryo will be specified by varying concentrations of homeobox proteins.

The other major direction of differentiation is dorsal to ventral,  back to soft under belly over the thickness of the body.  The embryo starts out essentially as a sheet of cells, a flat disk of cells hanging over a yolk sac. Future dorso-ventral differentiation will be determined mostly by induction.  Notice that development is specified along two axes rostro-caudal (head to rump) and dorso-ventral (backbone to underbelly).  A third orthogonal axis is less well known about from the embryologic standpoint since it is generally symmetricF ,  namely side to side or right to left.  In a sense development is specified on three axes,  length (cranio-caudal),  depth (dorso-ventral), and width (left to right).

The neural tube comes from ectoderm, the outermost layer of embryo that forms folds. These pile up largely through some reproduction of cells, and mostly via cell migration. Cells also elongate and internal skeletal structures within the cell the microtubules and ensure that they maintain this shape partly determining the ultimate folded structure within the embryo. Ectodermal folds later meet over the top or dorsal aspect of the embryo to fuse into a primordial tube from which the central nervous system will develop. Meanwhile cells lying just above this tube bud off to form a crest that will be the peripheral nervous system. They form long nerves that carry signals to and from distal reaches of the body.

 

Figure 11: Development of a central neural tube from folds and crests.[29]

 

The spinal cord remains in the form of a thin tube, but the brain's development at the head end of the animal is much more complex.  The brain is very much only a modification of the basic rostro-caudal tubular structure.  Though the spinal cord remains basically straight the brain will form by taking certain bends, near the midbrain and again at the pons and at the junction of brain and spinal cord. Brain formation rostrally occurs as neurons grow and then migrate around what will become the four spinal fluid filled  ventricles.

Primitive nerve cells find a resting place a short distance away from the surface lining of the ventricle. When they reproduce they have a neat way of migrating to the ventricular surface. Primordial neurons have a tendency to form extensions adumbrating later axon and dendrite formation. While preparing to divide the nuclei of these cells begin to travel in down the cell body which changes shape like an amoeba. Nuclei travel toward the ventricu­lar surface.  This movement is aided by glia or supporting cells and the withdrawal of previously formed neuronal cell processes. The neuron assumes a smaller form with the nucleus near the ventricular surface and here divides to form daughter cells. The nucleus again remigrates back to its resting place remote from the ventricular surface as the neuron again grows new long proc­esses during maturation.

 

 

Figure 12: An MRI (magnetic resonance) image of the brain showing the fluid-filled ventricles as white structures in the center of the picture. The image is a horizontal slice through the skull.

 

 

 

 

 

 


Basic principles of form and function established during this embryonic stage presage basic principles of neural function that being now established, will persist throughout the life of the individual. There is a specific division of labor.

The first general principle of nervous function is that it can be broken into three divisions, an afferent or receptive limb, an efferent or motor limb which effectuates adaptive re­sponses, and an associative component most important in the brains of advanced animals.

Early in the development of the embryo separate afferent vs. efferent functions are mirrored in the anatomy of the embryo. In the spinal cord, afferent or sensory components take on a more dorsal (toward the hard backbone)  position while motor or efferent components assume a position ventrally (more toward the soft underbelly). In the adult the dorsal horn in the spinal cord will receive all sensory impulses from nerves over the body while the ventral horn will send out motor impulses. The nerve cells that effectuate movements termed the Alpha Motoneurons, reside in the ventral gray matter of the cord. The cord's gray matter is shaped like a butterfly (figure) with the bottom (ventral) portions of the right and left wings housing motoneurons. In the thoracic spinal cord there is a third horn (the intermediolateral column) that is just above (dorsal) to motor neurons, comprised of effec­tuating cells of the sympathetic nervous system. Well above (or dorsal) to these cells, the axons carrying sensory impulses enter the cord. There are sensory neurons that reside in this general area, the upper portion of the right and left wings of our but­terfly. These modulate or act on sensory impulses beginning the first stage in sensory processing. Some of these neurons are in the tract of Lissauer.   When a sensation is extreme it is felt as pain. More moderate sensations are just felt without being interpreted as painful stimuli. In general the more ener­getic is a stimulus, the more extreme the sensation, until it reaches a certain threshold that is interpreted as being painful. The classic example is heat. Your feet might feel comfortable on a pavement that is 80 degrees, but a 150 degree pavement would be a different story. There are cells in Lissauer's tract that modulate mild stimuli so that they do not reach the brain in  the same way that painful stimuli which should initiate avoidance do. Some cells have axons that have collaterals (branches) that synapse or reflect upon themselves via an intermediate neuron. Where the intermediate neuron synapses with the sensory neurons an inhibitory transmitter is secreted. so that a neuron inhibits its own transmission! The intermediate neuron is called a Renshaw cell and its discovery has started many debates about how painful Stimuli are processed. If a sensory impulse is extreme enough (as in our example of a hot pavement) the Renshaw cell's inhibition becomes ineffective and the painful signal gets through. Stimuli of moderate intensity, however, end up inhibiting pain percep­tion. In patients with chronic pain we use stimulators called TENS units (for Transcutaneous Nerve Stimulators) or implant dorsal column stimulators that deliver little shocks constantly serving to inhibit pain perception at the spinal cord level.

Figure 13:Structure of the Spinal Cord. Sensory neurons are dorsal; motor neruons are ventral[30].

 

Most sensory nerve cells reside outside the spinal cord in clusters of neurons, the dorsal root ganglia. These neurons are bipolar, that is, they have two long axonal extensions. One process goes out into the periphery to sensory end organs col­lecting sensory data. The second process goes into the spinal cord and helps convey  sensory information toward the brain. The Dorsal root ganglia are all derived from neurons that eventually separate from the neural tube, part of the neural crest. They lie above or dorsal to the neural tube. The axons that go into the cord conveying pain, synapse or connect with other neurons within the cord, practically at the same level and then another neuron takes over to carry the impulse toward the brain. As this neuron does so, it crosses to the other side of the spinal cord. The axons that convey non painful (and non-tempera­ture) impulses are thicker and have more myelin, hence conduct impulses faster entering the spinal cord continuing to travel toward the head on the same side, in white matter denoted as the dorsal columns. The dorsal columns carry information about posi­tion, touch, vibration, etc. Not surprisingly, such perceptions arrive at the brain somewhat faster than does information convey­ing pain. This explains why when you burn your toe, for a split second you know what you've done and that your about to have an extremely painful perception. Then the actual pain is felt. Your foot's withdrawal however, has already taken place, before you feel the pain, because much of the mechanism for withdrawal resides within the spinal cord itself and is carried out on a very basic primitive level.

 The general structure of the nervous system as determined early in evolution and also in development is carried forward in the brainstem where the principle dorsal = sensory, ventral = motor is carried forward. The brainstem controls many automatic and repetitive activities and also serves as a conveyance for sensa­tions toward the upper regions of the brain and motor impulses to the spinal cord. The same tubular structure applies except, as described, there is a bending or flexure at the midbrain and at the junction between the brainstem and spinal cord also still later in the pons. The tubular structure remains, only the top of the tube becomes flattened and spreads out rather like a garden hose with a bend. A special demarcation line, the sulcus limitans separates the dorsal sensory component from the ventral motor portion. The dorsal or sensory part is designated as the alar plate while the ventral motor portion is the basal plate. Consid­erable variation in this basic form is produced by all this flexing, yet the principle that separates sensory and motor function persists.

 Figure 14: The importance of the sulcus limitans in separating sensory from motor components in brainstem.[31]

 

In the central nervous system clusters of nerve cells form nuclei analogous to nerve cell clusters of the neural crest in the peripheral nervous system, the ganglia. Another basic princi­ple of nervous function is that there are both sensations and actions that are carried out  automatically without the intervention of consciousness. You sense, for example, that you have to breathe more when the carbon dioxide concentration in the blood increases and when oxygen decreases and both the sens­ing and the breathing are done automatically, freeing your mind for higher mental operations. These totally automatic functions are termed general visceral, referring to basic bodily functions that have to continue on an automatic basis. There are other sensations and movements that are semi automatic and under more conscious control. The best example is movement of facial muscles of expression. You laugh, smile, and cry semi automatically, effortlessly, though you could exert more precise control if you wanted to. There is a sort of gradation of volition and percep­tion involving more or less, as a matter of degree, awareness in action and perception. This gradient has its foundation in the structure and development of the nervous system. Swallowing muscles and muscles of facial expression though voluntary, are homologous with and derived from the gill arch muscles in water-dwell­ing animals. A better example is the stapedius muscle in the ear that automatically tightens the eardrum in response to sudden loud noises in order to protect the delicate hair cells in the ear.  Movements of these muscles are not very much controlled specifically, but rather work in patterns of activation so that they may be considered only partly voluntary, and are partly controlled by reflexes.    not on a par with larger hand and leg muscles for example,  or muscles of eye or tongue movement.  Branchial muscles are controlled by cranial nerves the trigeminal, the facial, glossopharyngeal,   and the vagus.  A third category of nuclei in the brainstem both sensory and motor are those which have the closest relation to conscious perception and action. These eventually connect with higher brain centers i.e. the neocortex. These are termed somatic afferents and efferents.

 All the afferent (sensory) nuclei are separated from the efferent (motor) nuclei by the sulcus (fold) limitans. The major separation to be made is between perception and action. The afferent  and efferent  automatic nuclei, sensory and motor i. e. the  visceral afferents and visceral efferents, lie next to each other on either side of the sulcus limitans.  These are flanked by the somatic afferent and efferent motor and sensory nuclei. Thus a structural separation is complete, a separation that  reflects functional differences. First, afferent nuclei are separate from efferents. Second, there is a gradation from inside out on both sides flanking the sulcus limitans (diagram).  Progressing farther out from this major dividing point, the nuclei become more voluntary.  A person is more "aware" of sensory perceptions transmitted;  they are more conscious, and motor activity progressively becomes more voluntary and deliberate.

The best example of a nerve serving automatic function is the Vagus which helps regulate such functions as heart rate, blood pressure, and gut motility. We can't be bothered with conscious control of such functions. Signals arrive into certain nuclei (for example the Solitary nucleus which receives data on blood pressure, carbon dioxide concentration in the blood and taste, a visceral afferent nucleus) and actions are taken by the dorsal motor nucleus of the Vagus, a visceral efferent nucle­us. Another visceral efferent nucleus controls salivation. Nerve fibers from each of these nuclei contribute to the Vagus nerve.  This means, as in a lot of cases,  that a number of different nuclei, way stations of gray matter within the brainstem,  contribute to a single nerve,  which is nothing more than a cable conveying messages to and from the periphery. 

An example of a nucleus that has connections with consciousness is the Cochlear nucleus that receives data about sounds in the environment. Hearing is a special sense that impacts upon con­sciousness, hence the cochlear nucleus is a special somatic affer­ent nucleus.  If this weren't  an obvious fact considering audi­tory functioning alone,  we could still know this by looking at the position of this nucleus in the brainstem. It is one of the most lateral of brainstem nuclei, establishing its role as a somatic afferent nucleus.  The nuclei controlling movements of the eyes and of the tongue are under conscious control and are considered by virtue of their function as well as by their posi­tion far away (medial) to the sulcus limitans, somatic efferents. Thus we see by example the profound and beautiful organization of even the lower areas of the brain.

 

 

 Figure 15: Organization of the Medulla: Various types of motor and sensory nuclei and nerves.[32]

 

 

Finally some of the muscles that control voluntary movements of the pharynx and little muscles in our ears that protect us from damaging  loud sounds come down to us through evolution as remnants of gill arches and are called branchial muscles. These are partially under voluntary conscious control and fall into the category of special visceral efferents.

The picture of the nervous system that emerges through all of this anatomic and developmental description is one of tight organization.  It is built upon the basic structure of a simple hollow tube.  At maturity,  only the spinal cord preserves this general structure.  In the cord we have two divisions of nervous function, afferent and efferent limbs,  which are only minimally embellished with any but the simplest reflex associative function. Afferent (sensory-incoming impulses) are generally dorsal, to our back,  and efferent  (motor) impulses are sent out ventrally toward the underbelly.    Automatic behaviors reside right in the cord.  We have discussed at few, the stretch reflex,  withdrawal with contralateral extension of the unaffected limb to maintain an erect posture. The major function of the cord is, as a complex cable,  to convey information from the brain down to the body and limbs and from the limbs and body to the brain.  The outer cord (outside the gray butterfly --see illustration) contains all white matter with fibers that run, for the most part,  from head to tail and tail to head.

Higher in the brainstem the nervous system maintains its basic tubular structure but it is somewhat flattened out so that motor fibers are more medial or more toward the center and sensory fibers more laterally.   The brainstem is further organized about a central sulcus limitans that separates afferent (lateral) from efferent  (medial) cell groups.  The further away are these afferent and efferent nuclei from this sulcus limitans,  the more they are involved with conscious action and perception.  The closer fibers have to do with less conscious,   more automatic,  action and perception.  The types of nuclei (grey matter cell groups)  are designated as somatic (voluntary, conscious) and visceral (having to do with organs, unconscious and further by designations special and general,  as in special somatic afferent,  having to do with the special sense of hearing,  for example.   The brainstem is thus a tubular more complex,  embellished spinal cord retaining a lot of design features,  but modified.

Traveling higher up to the thalamus,  basal ganglia and the brain,  we still retain some design characteristics of even the by now primitive spinal cord structure.  The brain too is afferent,   efferent,   associative.   Generally the design is that the efferent limb is still more ventral, the afferent,  more dorsal,  but there are all kinds of more complex embellishments to all three components.    The archetypal afferent or sensory component in the brain  is vision,  which sends its fibers as dorsal as any fibers can go,  all the way to the back of the brain in the occipital lobes.  Vision is the most precise and highly organized of the senses,  the most logical and developed sense.   Seeing is believing and all that,  all to be discussed in its own chapter.  Also  the extreme front (ventral) part of the brain,  the frontal lobes, get their own chapter  later on in this text.  Here the associative limb of nervous function reaches its peak, with motor plans and schemes,  philosophical thought and wonder and interpretation of high emotion. The associative limb of nervous function  is especially overgrown in the brain. Embellishment of the same tube?  Yes only things have gotten a little out of hand which is why I suppose,  you and I are who we are. 

 We mentioned the function of the Notochord in organizing the nervous system.  It first separates the cells destined to perform nervous system function then the cell above the Notochord organize into a tube. Interesting that the notochord at once defines our phylum,   the major taxonomic division that is right below the level of a kingdom,  which is where we are on the evolutionary scale, and is, embryologically,  the major organizer of the spinal cord and nervous system.  This is not an accident,  but a sign of a major strategic departure,   in evolution into a rigid vertical head to toe design plan.  Unfortunately,  the notochord eventually mostly degenerates becoming part of the cartilaginous disks between vertebrae.  The notochord also does not  go through the entire length of the embryo.   Just in front of (rostral) to this embryo organizing struc­ture neuroectodermal cells organize to form the brain. The brain also begins very much like a tube but then its development is a flowering or embellishment upon this structure. Diverticulae develop, for example for the special senses of sight and vision. There are bends or folds that occur, and finally the tiny area analogous to the central canal of the spinal cord becomes the fluid-filled ventricles.

 

Figure 16:Relation of spine and notochord.[33]

 

 

The hindbrain which includes the medulla and pons,  is more or less similar to the spinal cord in structure. In fact its a little hard to see exactly where the spinal cord ends and the medulla begins, at first,   as you travel slightly toward the head of a mammal. Later on as you travel closer to the top of the head, it's a different story as abundant complex structures are added. But the notochord may still be an organizing principle.

At 28 days of gestation or so for the human the previously open neural tube is essentially closed. The middle closes first forming a rostral and caudal residual neuropore,  the last open part of the neural tube. Bone encases neural tissue with cells descended from mesoderm.  Some muscle, also of Mesodermal origin, surrounds the bone, and all of this is covered with fascia and then skin. Eventually the neuropores too close in turn. But all may not go right. The embryo is vulnerable at this point.

Spina bifida is one of the most commonly encountered anoma­lies. This refers to a failure of fusion or closure, of elements around the spinal cord. It can be of various degrees. In some cases only the overlying bone for perhaps one segment doesn't close completely but the skin,  meninges that cover the spinal cord etc. do make a complete seal. This common finding on lumbar X-rays and usually causes no symptoms and is termed spina bifida occulta.   In other cases elements of bone and skin fail to close over the spinal cord over a variable length usually leaving the rear most portion of the cord, and some variable portion in front of that uncovered and most often not functioning.   It appears closure first of the neural tube is necessary for subsequent closing and sealing of overlying tissues. In some very severe instances the neural tube doesn't close and then the overlying tissues also are malformed. Abnormally formed and nonfunctioning nervous tissue is surrounded by coverings which do not protect it adequately. The main danger is that the clear spinal fluid that is contiguous within the nervous system and bathes the brain and spinal cord, is exposed the outside and bacteria enter it to cause life-threatening infection.   In some infants all that is present is an oozing bag near the rear end just waiting to become infected. These defects, meningomyelo­celes (Named for the coverings of the spinal cord, the meninges that are often part of the tissue in the defect + 'myelo', meaning spinal cord. A 'cele', is a bag or an open space.)  should be closed as quickly as possi­ble.

The other problem is that the nervous tissue within the defect does not function. Almost always these caudal (near the back) nerves affect the function of the bladder and there is incontinence and repeated urine infection later in life. These nerves also go to muscles in the leg. If the defect is long, it will affect correspondingly more nervous tissue. To make matters worse there is many times some defect closer to the head as well termed an encephalocele or sometimes a more minor misdevelopment in that area. This echoes the embryologic closing of the rostral neuropore and caudal neuropore at about the same time. Something must happen at a certain time to affect this particular stage of development but we have no real clue as to what this may be. Is there a toxin that affects the embryo from the outside?  We now know that giving an expectant mother extra Folic Acid, a B vitamin, prevents, though not completely,  these defects, called dysraphisms,  in newborns and that some drugs increase their incidence.

There have been many theories. We do know that these defects have been for some reason most common in persons of British descent and there is in some cases an increased incidence in certain families. Embryological development  is a house of cards the normal formation of one structure leads to normality in others. Just one little error though will have dire consequences that cause other malformations because of the mechanism of induction in which the proper formation  induces the development of other structures.

When  the bones lengthen as the person grows the cord which originally extended past the bottom of the lumbar spine ends considerably higher up at about L1 or L2 or so. (There are 5 lumbar vertebrae.) What's left near the tail is a space containing a bag of nerve roots having the appearance of a horse's tail or  cauda equina. In a lot of cases though with malformations at the bottom of the spine the nervous structures are bound too tightly (tethered) to the spine and with growth the spinal cord ends up being stretched and the bottom of the brain can even be pulled down past the bottom of the bony skull.  When the spinal cord is tethered in this way to the bottom of the spine, function can be compromised,  so that surgery may be necessary to untie it and decrease stretch on the cordY .

At a certain stage the neuron will stop migrating and divid­ing. Apparently it receives a chemical signal that tells it that its time to stop division., or perhaps only a certain fixed number of cell divisions are programmed into the developmental process. In the process of repeated division and maturation the cells become committed determining the location they will assume and ultimately the role to play in the adult animal. By the time of a human's birth most neurons have lost their potential for cell division and their anatomic destiny is irreversibly deter­mined even though the final appearance of each individual neuron is not yet finalized. Some neurons are destined to die. Those that survive often dramatically change from growing more (or sometimes less) dendritic processes and changing their exact pattern of intercellular connection. While connections between neurons, ultimate microscopic intercellular anatomy is critical to the understanding of how the brain functions, the process determining how cells are interconnected is not at all under­stood, nor are the signals that tell a cell it should finally cease to divide.

Glia called astrocytes are critical to the migration of neurons. These essentially star shaped cells share many charac­teristics of neurons and also embryologic origin being derived from neuroectoderm. Glia, like neurons, tend to form long cellu­lar extensions. In the Embryo these cellular processes serve as scaffolding on which neurons migrate.  In the cerebellum, a com­plex structure modulating motor control, small neurons, the granule cells,   constantly migrate during development over the processes of a special type of astrocyte,  the Bergmann glia which pathologists pick out easily in post-mortem sections of cerebel­lum in an adult.

Figure 17:Neuronal migration. Future neurons move, directed by glia from the shoreline of the Central Canal or ventricle (in the brain)to their final home[34].

 

The glia, like their neuronal cousinsÆ , are long cells.  Many of these stretch radially from the surface of the ventricle or central canal in the case of the spinal cord,  a structure filled with spinal fluid and lined with ependymal cells that delimit the fluid-filled ventricle.   They stretch from the ventricle, to the outer surface of the spinal cord, or inside the head, to the covering of the brain, the pia,  from inside to outside, in other words.  Neuroblasts, forerunners of neurons, reproduce like crazy at the inner ventricular surface.  All the newborn neurons accumulate in a mantle layer (see Figure 14)  and then begin to migrate to their final place hugging onto the radial glia as a guide[35].  Their is a general flow of migrating neurons from the inner ventricular surface to the outer pial surface in both the brain and spinal cord.  The glia guide the migrating neurons but other chemical substances determine final relationships and connections. This is how the organization of the brain and layering of neurons will be determined.   The whole human enterprise,  the root or origin of intelligence and all human endeavors,  lies in this connectedness and layering.  As we have seen with whales and dolphins though their brains are larger than ours,  our mental capacities far outstrip theirs only by virtue of this cellular layering and architecture.

Once cells have found their final home the relationships with their fellows are firmed up. These relationships continue to evolve from a less to a more committed state.  The method of growth of interneuronal connections is best worked out for the visual system. In classic experiments performed by Roger Sperry, eyes of frogs were  removed then replaced,  but rotated 180 degrees from their original position. When the optic nerve connecting the eyes to the brain and conveying visual signals regenerates the axons grow exactly into their previous positions. Remarkably, since the eyeballs are turned around, the frog behaves as if objects are 180 degrees in the wrong direction and the poor frog will then leap away from a tasty fly. This shows that by this stage these specific axons have already been committed to grow in a precise path. Similarly in monkeys the precise projection of each eye upon alternating stripes of visual cortex in the back of the brain (the occipital lobe) are well known. There are alter­nating stripes representing visual projections corresponding to each eye within the visual cortex. If one eye is covered or is not used, neurons corresponding to that eye's projection area develop to a lesser extent. When that eye is then uncovered it is still virtually blind. The same process occurs in the cortex of cats reared in the dark. Occipital cells fail to develop proper­ly. Research has linked this cortical development to changes in a certain cellular protein, microtubule associated protein 2 (MAP- 2) whose active state has been found to be altered by the lack of synaptic neuronal input. The alteration in brain function in dark reared animals only occurs if the animals are placed in the dark during a critical period, indicating that cellular formation and commitment occur in a specific time frame. We may be observing the same phenomenon in infants and children with crossed eyes (strabismus). Because the eyes don't focus together and visual objects end up falling on different parts of the retina,   these children would have double vision. Ordinarily they adapt by suppressing the image of one eye. When an eye's image is continu­ously suppressed neurons within the brain that handle this eye's visual input likely fail to develop and blindness or low vision in that eye becomes permanent.

Bell's palsy causes paralysis of one side of the face due to an inflammatory process that damages the facial nerve.  In the healing process, the axons that are partly destroyed begin to regrow. They tend to follow a specific course reinnervating muscles that had been previously deprived of their nerve supply as functional movement of the face returns. Most likely the muscle sends out a chemical signal to the damaged nerve telling it to regrow in the muscle's direction.  Actually another scenario that is even more likely is that the axons of the nerve sprout into the tubular axon cylinders.  Axon cylinders are empty  myelin tubes left after the dead axons of the facial nerve degenerate. These myelin cylinders very probably send out a chemical saying, in essence, "Come to me"  stimulating the damaged axons of the facial nerves  to regrow.  As it happens, the facial nerve also controls salivary and lachrymal glands and sometimes  axons that had previously innervated one set of glands grows aberrantly into the other. Thus recovering patients cry "crocodile tears" when they really should be sali­vating over food. What is even more common is that nerve regrows into the wrong muscle so that the muscles of facial expression are not as easy to control. Closing an eyelid may cause a corner of the mouth to elevate at the same time, as two muscles that were not initially supposed to move together do so in a synkinesis. This is an example of the variable tendency of neuronal exten­sions to grow into more or less specific paths. Similar princi­ples may apply for the growth of nerve processes  both in development and  in regeneration after injury.  Long after birth and development,  some regeneration is possible,  utilizing many of the same mechanisms that applied during embryogenesis.  Nerve cell axons can still sprout even in old age,  depending in many cases, on the very same chemical signals that grew them in the first place.  Both nascent and damaged nerve axons respond to chemical signals arising their sites of future innervation muscles, glands, and other structures  as if imploring "Come to me, come to me."  Presumably these chemicals are so-called "nerve growth factors" and other substances and some perhaps are similar to cytokines as well,  chemicals that call lymphocytes and other immune cells  (troopers)  into a battle zone created by bacterial or viral invaders.  Identification and utilization of  these chemical signals will be crucial for treating diseases where there is nerve damage and also in finding the cause of other conditions where nerve components grow uncontrollably in genetic disorders such as neurofibromatosis and for certain tumors of the nervous system.  

 As neurons migrate out to the surface of the brain and continue to proliferate the surface area of the outer areas designated as the cortex, increases greatly and there are multi­ple infoldings. Gyri or convolutions separated by sulci or folds, form. Some infants have been born with relatively few gyri or folds Their brains are fairly nonconvoluted and smooth and they are said to have lissencephaly. This problem produces pro­found mental retardation and apparently occurs after the 22nd week of gestation, the time when folds begin to develop. The problem relates to abnormal neuronal migration in that the normal layering of the cells of the cerebral cortex is very abnormal,  usually resulting in severe mental retardation.

In our conception of the human cortex various portions are demarcated by sulcal folds. For example the frontal lobe is separated from the parietal lobe by the Central Sulcus. This infolding or convolution of the brain (sulcation)  adds greatly to the surface area of the cortex.  The whole surface, folds and all,  architecturally, has the cell layers that we have been talking about and thus increases the processing power of the brain.  The cerebral cortex of lower mammals is a great deal more smooth and infolding occurs late both in evolution and in the embryologic development that reflects it. Neurons prolif­erate near the ventricles then migrate up a scaffolding of glial extensions. With more convolutions and infolding comes more cortical surface and neurons. These also require more cabling (white matter) as they project downward to effect sensation and motor control.  Whit matter tracts also connect interacting cortical areas with each other.  The highest brain centers in man are very special­ized. We can see this not only clinically when for some reason a patient destroys certain specific areas of his brain and loses  a specific function. You can also see changes in cellular architec­ture that define areas of the brain.

The highest brain centers have six layers of neurons. This pattern is defined late in the embryo. This association cortex or neocortex is also a marker of our humanity. Going from the sur­face of the brain over increasing depths, layers II and IV with smaller granular shaped cells, are primarily receptive and are most developed in cerebral areas concerned with special senses, particularly hearing and vision. Layers III and V are to a large extent, efferent. In some areas of the brain giant Motor neurons,  Betz cells, reside in layer V, and are concerned with initiating movements. In the visual cortex of the occipital lobe layer IV has so much input it is broken up into two separate sections by a Stripe of Gennari. This stripe is responsible for giving this area its anatomic name, the Striate (striped)  Cortex.  As we began to appreciate in chapter one.  It is this multilayered cellular design,   that you begin to appreciate under the microscope,  which distinguishes the much less  intelligent  dolphin and whale brains (cetaceans) many of which are actually much larger and heavier than humans from the incredibly greater computational capacity of our own smaller organs. (For a fuller description see Chapter 1: "Inside the Neuron".)

Below is a rendering of the famous Brodmann Area map of the human cerebral cortex.  Regions of the brain, surface were demarcated by Brodmann, a German Neurologist  (1868-1918) who carefully classified these areas under the microscope. The names and functions of specific areas need not concern us here. The point is that generally the functions of each separate area correlate with the cellular architectural design and layers as seen under the microscope. It should come as no  great  surprise that structure affects function in the brain or any anywhere else.  The more advanced areas of the brain have the most complex cellular relations and the most levels of cells, generally six layers.   More primitive  cortical areas have less layers and are less complex.

 

 

 

 

 

 

 

 

Figure 18: The Brodmann areas. Regions of the cerebral cortex were classified using cytoarchitecture.  We know these areas correlate functionally with sensory, motor, and association areas[36].

 

Late in evolution and by implication late in  embryologic development, we begin to see that brain anatomy becomes more complex.   As we have seen this goes with advanced cerebral function which was late to develop.   The brain of animals and humans have their similarities but human uniqueness is reflected in anatomy.  Differences may be subtle,  may be missed by a less discerning eye.   In broad terms though, we humans posses certain association areas inside the brain, or at least our areas are much larger than those of lower animals.  Once you begin to see changes in the architecture of cells under the microscope you can compare similar brain areas in man and other animals.

This is not to minimize the primary and secondary sensory and motor areas of the brain that are eloquent,  that do affect, the neurological exam.   These areas too are architecturally much more complex in humans than in other animals.  The areas that has been studied the most in this regard is the visual cortex,  also explored later on. Suffice it to say here that the general scheme in cortical structure is a column of cells.  This vertical column may be composed of as much as six layers of cells.  One vertical column,  sometimes referred to as a barrel,  will take on a specific sensory or motor function.  In primary cortices, those receiving or sending our specific information one column or barrel may receive information from a specific body part,  say a portion of the tip of the pinky finger.  That is this column's receptive field,  or, a primary motor column may control of portion of contraction of the little flexor of the thumb or perhaps a grasping response of the hand.  Specialization and localization of function is quite specific.     While in the primary sensory and motor areas there is specific localization of func­tion, in the secondary areas localization is less exact. This is because secondary  cortices are concerned with less specific,  more abstract, higher order levels of function.  Motor wise secondary areas might control more of a pattern of movement rather than a specific muscle.   For example, in the striate, cortex or primary vision area, many cells have a receptive field. This means that they will respond only to a stimulus that occurs in a small area of one's vision. A single cell may respond only to an object within a very small part of one's visual field. Only in the human brain are such association areas so well developed. We have just hit upon a whole third limb of human endeavor (in this case almost specifi­cally human) reflected in development and anatomy, association. thus we have afferent, efferent, and associative limbs that together define neural function.

In the human brain the above breakdown into afferent, effer­ent and associative gives an incomplete description.   There are regions that are meta-associative, the areas that are phylogenetically  (in evolution, and in development)  newest.   Not surprising­ly, these are the regions of the brain that make us the most distinctly human. They are also hardest for the clinical neurolo­gist, biologist or psychologist to get at.

For example, it has been relatively easy to define function within most areas of more primitive parts of the brain, say, the brainstem or areas of the cerebral cortex serving specific functions. We described such areas. It 's easy for a neurologist to see that a patient who has a stroke in the right motor cortex has an obvious weakness on the left side of his body where his arm is weaker than  the leg.   Thus we have the typical hemiparesis,  a half body weakness.    Moreover, since analogous areas are present in lower animals, lesioning them or stimulating them to obtain information about these areas is no problem either.

But there are other areas in the brain that appeared late in the evolutionary scheme of things. The best example is the pre­frontal areas of the brain. This is a region that is in front of the motor and speech areas of the frontal lobe. For generations, this area was considered a clinically "silent"  or "ineloquent" area of the brain,   because ostensibly, patients with lesions in this region did not appear to have any neurological deficit.    In fact, patients with schizophrenia and other severe forms of mental illness were subjected to gross, primitive neurosurgical procedures during the 1940's and 50's called prefrontal lobotomies[37]  Clinicians and psychologists had trouble finding specific deficits in such patients especially using such crude measures of mental function as psychological tests (IQ. tests and so forth). This is what is meant by the notion that such areas of the brain are hardest to get at, to get a handle on and assess function.

It's easy to appreciate that our measurement of human cognitive function must be skewed toward those areas that are easiest to assess such as memory, and even some forms of simpler arithmetic and verbal ability (for example vocabulary tests) and away from more complex abstract areas that really separate the men from the boys. Stephen Jay Gould has made a study of this fascinating topic [38]. Science and pseudoscience has naturally focused on quantities that are easiest to measure such as skull shape and volume (and by the way they haven't always measured even these quantities accurately) and away from the more diffi­cult less tangible areas such as acculturation to draw erroneous conclusions. The best way of proving this is that there happen to be whole huge areas of frontal and temporal lobe, especially in one's non-dominant hemisphere,  whose function is not established and that we have a devil of a time assessing. I can't say how many patients I've seen whose neurological function appeared to be intact, with gigantic tumors in one of the silent areas of the brain, the frontal or temporal lobe especially on the non- dominant side. These persons usually present late in their dis­ease with intractable dull headaches or, most commonly, seizures, or their spouse may notice a vague alteration in mental function that really results from deformation of the rest of the brain by a large mass or increased pressure within the skull.

Quite obviously, the prefrontal areas are not a part of the human brain for no purpose. In fact, being that these areas are so new, they have to serve an extremely adaptive function for humans particularly and this area must be critically important for out biological success. This means that the frontal lobes and all other such newer area of the brain, the very areas that were so long felt to be clinically silent, must be the areas  most important.  As with a lot of things,  what is subtle,  not visible to the casual observer, turns out to be the most important and intriguing.  The prefrontal area, and other parts of parietal and temporal lobe  constitute the physiological substrate of our humanness. The brain is divided then into "silent" or ineloquent areas and eloquent ones.  The eloquent areas speak the most and the loudest.  When there is a lesion in these areas it's obvious.  Because our measures of such things are crude, the ineloquent  regions,  namely the huge areas that are phylogenetically the newest, ones that appear only In humans are barely missed when diseased.  Huge tumors are found  in these areas without an obvious deficit,  that is something gross like a hemiparesis,  yet it is in these quiet regions that the personality resides,  the frontal lobes, the temporal lobes.  They suffer in silence. 

Memory function works this way too.  Whatever is less obvious turns out to be the most important.  Packed into our being are all kinds of memory engrams,   data from development (that we are not just made as some final product, but unfold, develop), data passed down from previous civilizations and our own society, stories, myths legends, information from early childhood and adult memories as well.  All of us function at this moment t0   on the basis of information incorporated into our being from all previous time,  t -..

The higher areas of the brain develop and are myelinated (insulated so as to function) last,  another example of ontogeny recapitulating phylogeny.   For a long time it was thought that myelination ends at birth. It has been found that the prefrontal areas are still being myelinated until the age of 16 or so.

If myelination and other maturational processes still occur in children, this presents a great theoretical obstacle in testing young children to determine their intellectual abilities. Basically you can test a five, six, or seven year old and label him at that time. You may put him into a gifted, average, or learning disabled (slow) category as many of our schools do now. But at a young age, you are testing a not completely developed brain which is still plastic and has not reached any final plateau.  Testing will successfully stratify five and six year olds.  But the ones who come our on top may merely have matured faster than their same-age colleagues.  Later on, when developmental processes end,  the slower kids might be superior to the faster ones. What a pity to test kids at a very young age, then pigeonhole them,  put them on an academic track for life  as has been the practice in many European countries and Japan.  What a waste of human potential! Our own schools depend far too much on early psychological testing,  achievement and aptitude  (IQ) tests. The reproducibility (chances of getting the same result again) is notoriously poor even when kids are tested by their own psychologist sitting in front of them as individuals and is terrible when tested en bulque in a classroom or group situation. The way we close doors for a lot of our young people is heartbreaking. Always we should strive just to let a people do what they desire to do and then just see how they actually perform.  The real world is the acid test.  Projective tests are severely limiting.

It does no good to classify kids on the basis of which ones are the fastest myelinators. Some tasks notably some gross motor and lower extremity tasks,  measured at an early age,   steer you in the wrong direction.   For example its often true that toddlers who walk early and are the best on their feet,  perform more poorly    in the classroomY. Lots of kids with Attention Deficit Disorder function much better than their slower colleagues on the playground, making much better use of slides and monkey bars than less adventurous tykes.    Look at lower four legged animals.  Many of them can walk on the first day of life.  Humans take a lot longer to learn to walk,  typically around twelve months.   If we were test such motor abilities in babies and then jump to conclusions about their ultimate abilities we would be sadly mistaken.

Even after birth humans spend an inordinate amount of time immature and unproductive.  This is the phenomenon of neotony.  Kids of a certain age are good for nothing but learning, and playing (at which time they are learning) and developing. It goes without saying that their motor and sensory systems and minds are not in their full adult form for a long while, perhaps 18-20 years.  Their faces are so cute and infantile,  for a very long time,  reflecting how they are on the inside.  They are born undeveloped. That's what makes them so much more advanced!  Almost all other animals make productive citizens of their offspring within a much shorter space of time.   So do all of the societies where none of us would care to live.  But of course, animals never get to experience the heady the heights of human performance. Development occurs quite slowly in humans.   Some kids will run earlier, some speak or read earlier which may tell us nothing about their later abilities.  In my own case, I was rather poor in running and reading at an early age,  yet as I look at most of my same-aged cohorts today,  most have all but ceased performing these very same functions and I enjoy them every day.  C'est  la vie. 

This is only one of many reasons why early testing and performance,   that too many schools depend on, is not  predictive of a child's final development  (or a measure or future academic or any other success).  The very best thing that can be said about early testing is that if you have a child with a certain score,  you at least know he will be able to perform at that level.  Even this is deceptive, since, for a variety of reasons,  performance may later deteriorate.    It can be said that so many child prodigies don't just burn out. The problem is that although they may be slightly more rapid myelinators or developers,  or may be pushed to perform to gain their parents love and approval, poor little fellows  (sort of like trained circus animals, when you think about it),   this says very little about their adult capacities. Many of them turn out not to have anything out of the ordinary.   Indeed it is amazing given all of the advantages that these kids receive in the areas of attention, expectations, allocation of resources etc., that so few of them seem to make any marks or to perform outstandingly as adults. Of course there are always the Mozarts and Mendelsohns who are really exceptions, but the Einsteins and Newtons seem to be more the norm so far as genius is concerned and the point is one can't predict ultimate outcome on the basis rapidity of development. Only in certain very specific fields is early childhood performance an indicator of adult attainment.  These are in pure areas or systems of thought,  in systems that are internally consistent,  mostly music and math.  Prodigies surface early in these specific areas.  Chess is archtypical. The brain of a Bobby Fisher seems fit for chess at a very early age and you know this be the age of 5 or 7 or so. This may just as well be on the basis of something pathological in some sense,  but that is another matter.

The pituitary gland the master endocrine gland of body controlling secretion of all other ductless gland hormones, arises by the joining of ectoderm  from two separate sources.  Actually most of the active gland as we know it isn't even de­rived from brain. Rathke's pouch consists of a small group of ectodermal cells that originally lie at the roof of the embryonic mouth at about three weeks of gestation.  This group of cells grows upward slowly toward the brain as a hollow group of cells contiguous with the mouth to eventually join another group of neuroectoderm derived cells that grow from the diencephalon (the part of brain laying just beneath the hemispheres). Many of the mouth- derived cells degenerate or die so that the connection between the mouth and brain is broken. The cells that are left form the so-called adenohypophysis, the actual glandular secretory pituitary gland. Since these cells secrete their chemical product directly into the blood (not into a body cavity), the pituitary is a ductless or endocrine gland. Follicle stimulating hormone and luteinizing hormone help to control the testes and ovaries, also ductless glands. Other hormones include prolactin that helps to control the breasts' secretion of milk, thyroid stimulating hormone, adrenocorticotropic hormone that stimulates the adrenal glands, and growth hormone which are all produced by cells de­rived from Rathke's pouch in the foregut. The pituitary is housed in a bony cavity, the sella turcica which is part of the sphenoid or wing shaped bone of the skull. The nerve cell derived neurohy­phophysis cells are connected with the adenohypophysis cells from behind and hang down below the hypo (=below) thalamus. These are intimately connected to the adenohypophyseal cells by an exten­sive blood vessel network so they can exert their own control. In addition to two known hormones, oxytocin and vasopressin that have a direct effect inside the bloodstream this system of capil­laries and veins, a portal system, carries chemical that instruct the anterior pituitary to secrete or not to secrete hormones. These chemicals are the releasing and inhibitory factors. What we have in the pituitary gland is the joining of two groups of cells. The anterior lobe of the gland, the adenohypophysis is not derived from brain and is really not a part of the brain even though it ends up inside the skull. Only the neurohypophysis or posterior lobe is truly a part of the brain.

Gland or secretory cells are little different from neurons. Both neurons and secretory cells liberate chemicals when excited and both can be excited electrically. The neuron, it is true, is a specialist in excitation and affecting other adjacent cells. It can be stimulated as a general rule over a wide portion of its surface and can affect adjacent cells over a large surface as well. For the secretory cell, things are only slightly differ­ent. When stimulated it will secrete a chemical not in a very specific region over its surface but instead in order to affect other cells, ordinarily to send a signal to other cells, not adjacent, but distant. The message from glandular cells usually has to be carried by the blood.

 In the development of the eye part of the brain ends up outside the skull. Optic vesicles evaginate from the forebrain and end up outside the cranial cavity. These vesicles are con­nected to the brain by the optic nerves. The hollow tube invagi­nates to accept the lens and cornea which are derived from non brain ectoderm while brain derived cells form the retina. The retina forms in two parts separated by an intraretinal space that obliterates in later development just as the hollow center in the optic nerve does. The retina consists of many layers of cells and constitutes the initial processing station for visual signals that turns light into a language of electrical impulses. It is easy to see that receptors of sensation of all types turn various forms of energy into specific electrical input for the benefit of the brain. This turning of one form of energy into another is the job of a transducer which all receptors really are. The familiar rod and cone cells of the retina are actually derived from brain. the rods, responsible for peripheral and low light vision contain the pigment Rhodopsin that changes on exposure to light; the cones contain three similar and similarly derived chemicals that change their structure best on exposure to either red, green, or blue light. The red and green pigments are actually proteins encoded on the X chromosome accounting for the most common forms of color blindness involving red and green that are X-linked or sex linked genetic defects that occur predominantly in males.

In the central nervous system axons invaginate into a glial cell, the oligodendrocyte. This distinction hits some snags, however. In the spinal cord motor nerves the cell body is within the spinal cord yet the axons form peripheral nerve. Groups of axons going from one particular locale to another within the central nervous system are designated as tracts, not nerves. Therefore the optic nerve is a misnomer. The optic nerve is really a tract.

The lesson learned from the pituitary and the eye, is that what is in the skull,  is not necessarily a part of the brain.  The adenohypophysis is glandular tissue that is non-neural.  On the other hand the retina,  which is outside the skull,  is still part of the brain. Examine the retinal with an ophthalmoscope, and you may learn what is happening in the brain.  The retina's blood supply comes from the brain's and the optic nerve has myelin of the central nervous system,  not peripheral nerves. The tiny pituitary gland is a fusion of brain and body.  The controlling ductless gland is brought up to the brain from the periphery so that the brain has more intimate control over it. Indeed the entire hypothalamic-pituitary relationship is a fusion of brain influence and the periphery.  The function of the hypothalamus is to process information about body temperature,  satiety, blood pressure, even emotion, and other internal functions and wield control over these processes.  A retino-hypothalamic tract that running from the eye to the brain carries information about light to the hypothalamus'  supra-chiasmatic  nucleus.  This data entrains the brain to keep a person in sync with night and day even as this varies when we travel or the seasons change.   Part of this process implicates the hormone, melatonin. 

The culmination of all of this prenatal development is the birth of electrical activity in the brain.  We've witnessed a lot of controversy in recent years about when human life begins,  when a human fetus becomes human.  There is little controversy about the fact the as soon as the sperm meets the ovum to form a zygote we have a potential  to form a human,  but when does the developing baby actually turn into a human?  Arguably, this is when organized electrical activity begins to occur. More specifically it is when this activity is organized  enough to define separate levels of awareness as defined electrophysiologically,  when it can be seen on the EEG and other electrical tests.   It may be said that a person exists when darkness is separated from light, when arousal is recognizable as a separate state, from sleep.  It should not come as a surprise that this distinction is made roughly at the full nine month gestation.  One can at a certain stage of development  see differences in levels of arousal from waking to slow wave and REM sleep.  This happens at roughly 28-30 weeks conceptual age,  that is after conception.  When waking activity is defined and sleep is separate from wakefulness, then a person can be said to be. This makes eminent sense because that is when we can see arousal in an infant.  Arousal is necessary  but not sufficient for awareness.    This is not that far from natural birth which is at about 40 weeks of gestation.  Most vocal religionists today, pro-lifers, insist that life starts at conception.  This is by no means  a point of view uniformly held by religious persons.  Some maintain that life starts at the time of birth.  From the scientific point of view the latter position seems closer to correct.  When alertness is separated from sleep,  satisfyingly the same as when light is separated from darkness on the first day of the biblical Genesis.  Indeed if we consider the time when we can reliably correlate behavioral signs of levels of arousal with EEG changes,  when we can see reliably that baby is awake, asleep, and in REM sleep and are able to correlate these electrical changes with behavior, that we are   remarkably close to the normal 40 week's gestational age,  the normal time of birth and also when the breath of life begins.  Would it then be reasonable to absolutely forbid abortion in the third trimester of a pregnancy but allow it to occur under special circumstances before that time?     

Human Cognitive development is too often presented as an unvarying succession of milestones and so it is though post -natal development often occurs in fits and starts. There is not always a smooth continuity. Suddenly an infant who has been only crawling, gets up and walks, and he may be able to take more than a few steps. Some of the reasons for this have already been alluded to. The myelin insulation has to finally cover the tracts descending  and ascending in the  spinal cord so that the brain can finally exert its control and primacy.

What we do know in the macroscopic sense, is that develop­ment is basically unvarying, that humans have  a tendency to build on past successes, in all spheres of development. There are exceptions to this rule, but very few. Probably the best example is the infant we all know or hear about who learnt to walk, but never learned to crawl. Even here, what most likely happened is that the crawling phase was incredibly short for that particular infant.

Infants and children also regress, especially under emotion­al tension (the best example is with a new sibling) or when they are sick.  This probably serves also as a mechanism to practice old  skills and to build in other ways upon them. The interesting angle here is that there is an dialog between the new and the old  which never really dies. Probably the best example is  the reversion to atavism or primitivism  found in much modern art.  It seems to me there's an active dialog between the advanced and the primitive in modern art, that is,  the basic and simple, seems somehow  informed by the complex in European and American Art whereas it is no so informed or changed in natural African, for example, or native American Art.  This happens in the dream world as well. The most basic thing to be said about dreaming is the lack of  distinction perceptually and in relationships with what is real and how we want or desire it to be. This is child- like logic, as is seem in Piaget's stage of concrete operations when there is more reality testing age 7 or so.

Regression is an important academic tool couched in terms of a review. In September of the third grade, children who were exposed to multiplication ordinarily come back to problems in addition and subtraction,  something undoubtedly less threatening  to them at that stage. Also there is forgetting and the need to relearn, but again the need also to build in different ways upon old knowledge, a dialog with history.

It's been often observed that a baby is born with all the 10-100 billion or so neurons he will ever have. There is some new information that indicates this isn't quite so, that some neurons will still be formed after birth, but it is basically so. The 350 gram newborn brain is about one fourth of its adult weight. By the age of three, the brain is three quarters of its adult weight and by the age of 5, 90%. I've heard some psychologists say that 90% of our intelligence is determined by the age of five. This is a meaningless and therefore unprovable assertion when you think about it. Scientifically it is meaningless since you would be unable to design an experiment that would prove or disprove the assertion.  It therefore should be considered  to be  untrue.   Most probably though its been propagated in the literature since it sounds either profound or reasonable to some persons and it may have been based on the above brain weight estimates.  The thing is that our mental activ­ity develops upon pillars built through a continuum. Brain weight can't be translated into intelligence.  Besides,  as we have seen, there are variations in development that make early measurement of cognitive function before the age of five perilous at best. 

As an example,  it has always been thought that language acquisition for one's native tongue needs to happen at a very early age, certainly before the age of five.  The left hemisphere of the brain in most of us is dominant,  being responsible for the generation of verbal thoughts and language function.  But some information indicates that there is not a "critical period" for language acquisition.  For example, in a little boy with Sturge-Weber disease,  a malformation of blood vessels that affected the function of his entire left hemisphere, treatment, the removal of the affected left side that caused epilepsy, was delayed until he was almost nine years old.  This little fellow who was virtually mute until that time, finally acquired, essentially normal language at about the age of nine. We also observe patients with stroke who relearn language utilizing their right or non-dominant hemisphere.  

 When  does mental activity truly begin? Some extreme reli­gionists and  psychologists agree on certain points - that mental activity begins early, probably well before birth. The religion­ist, especially anti-abortionists, not only maintain, as everyone does, that in the embryo there is the potential for the even­tual emergence of  human consciousness as we know it, but also at a very early stage, perhaps  at or even before conception, the potential human is invested with a soul. This latter contention, I'm truly unprepared to comment on, but there is the very inter­esting open question about when mental activity begins. The psycho-analysts say, at least some small minority of them, that experiences occurring early, very early, even prenatally, may alter a person's development in years to come, even as an adult. You find such outlandish practices as babies being born under warm water for its gentle soothing effects, and rushing really without good reason or evidence, for the newborn baby to be bonded with its mother right at birth. What does seem to be true, is that premature newborns seem to develop and grow more rapidly in a neonatal intensive care unit, when, over the long term, they have some tactile and physical contact. Very much has been made in the media of these findings and most neonatal units have,  tried to incorporate regular physical contact schedules into their treatment plans. What any of this says for the infant's long term development is uncertain at this point.

An infant is considered to be born at term at about 38 to 42 weeks post conception. Due to the miracle of the neonatal inten­sive care unit, it is now possible to record the EEG in infants after their 22nd week of gestation.  From a scientific standpoint, it is reasonable to attribute the beginnings of life to the point where EEG activity begins to occur in the brain.  When is the embryo a person?  When some form of electrical quickening or activity occurs in the brain. You can still argue that if there is any awareness at this stage, the start of cerebral electrical activity,  that awareness has to be minimal and that is a good point, but at any event this is a convenient time to date the beginnings of mental life.

 Some mammals such as a rat and mouse are normally born premature. In them we can see that they evolve from having essentially a flat EEG with no discernible activity at birth, to a burst suppression pattern. Activity begins to emerge but starts to be present alternating with long periods of flatness or electrical quiescence. This paroxysmal activity is disorganized but it is the first thing to appear as the brain matures. We can see the same pattern in premature human infants (figure). Electrical silence alternates with high voltage paroxysmal activity. This is the first sign of electrical life in the developing brain.

 

Later on, at about 30 to 33 weeks post-conception, there is a general trend for activity to become less paroxysmal and more continuous regular and organized. There are shorter periods of electrical quiescence or silence but there are still spikes that mark initial activity in developing neurons. Faster and rhythmic activity then is seen including slower waves superimposed by faster more rhythmic activity, so called spindle delta bursts or delta brushes, possibly the first evidence for some electrical rhythmicity in the developing brain.

Some short time after birth different levels of conscious­ness or sleep wake cycles are noticeable and can be partitioned off, the forerunners of these same stages as in the adult. Basi­cally, we are always in one of three basic stages. We are either awake or asleep and when we are asleep we are either in slow wave restful sleep, or paradoxical=REM or rapid eye movement sleep.  REM sleep is when most organized active dreaming occurs. We all have altered states of awareness, that we all live in at least two worlds (whether we can actually recall one world when we are in the other or not), the dream or REM (for rapid eye movement) world and the waking world of "reality". For some unfortunate persons with narcolepsy, characteristics of REM sleep intrude into daily waking activity. What are some of the features of REM or paradoxical sleep?  It is called paradoxical because breathing and heartrate are irregular and can be somewhat more rapid resembling a waking pattern yet this is the stage of sleep when a person is the hardest to arouse. So physiological patterns resemble wakefulness in the deepest stage of sleep. Secondly there is a loss of almost all body muscle tone. The person isn't capable of using voluntary muscles with two exceptions, their eye movement muscles which are moving actively (hence REM or Rapid Eye Movement sleep - Could it be that a person is seeing a vision and searching with his eyes?). Narcoleptics while sitting quietly, may suddenly doze off for a few seconds which they cannot control, and enter dream or REM sleep. They may get an irresistible urge to fall asleep during critical periods while listening to a lecture or when driving a car. If they are laughing or at other times they may suddenly fall to the floor.

Later there is maturation into patterns of the full term newborn where waking activity is distinguishable (finally) from sleep and different stages of sleep. One pattern that marks quiet sleep in the infant is the Trace Alternant pattern in which there are again some bursts of paroxysmal activity which usually occur in all areas of the brain at once.  This harks back to the very premature pattern present in the early premature.  The infant at term or shortly later, is just beginning to differentiate or partition off sleep and different stages of sleep from wakefulness. His partitioning is at first somewhat pathologic. The infant shows signs of going from wakefulness right directly to REM or dream sleep instead of  going through the stages of slow wave sleep first as adults do. Sometime after birth at about 44 weeks or so post conception, the infant will develop the adult sleep stage pattern and REM sleep will not occur until he has gone through the appropriate stage of slow wave sleep.

Embryology is emblematic of all the other historical processes that contribute to our makeup or current state.   My review of this as far as the brain is concerned is meant to at one blow expose anatomical principles and give a thumbnail sketch of biological development, to make large patterns more visible.  At the same time there are so many other developmental considerations packed into our current makeup all of which influence current behavior:  thought, action, feeling.

Development continues after birth of course.  At birth, an infant can barely see.  Acuity is estimated to be about 20/800 on a Snellen chart at two weeks,  20/70 at five months, and 20/20 by five years old.  In the famous “visual cliff”  studies an infant asked to cross the gulf between two halves of a table covered with clear glass to reach its mother will manifest anxiety at about the age of 8-10 months of age.

Infants and children progress over a well-known and orchestrated series of developmental stages.   They acquire a long series of reflexes and behavioral responses,  often casting off old reflexes such as a Babinski,  Moro, forced grasp, and tonic neck response as they develop and as axons myelinate.  What is fascinating is that with destruction of certain parts of the nervous system and in certain diseases,  many of these once cast-off reflexes, are documented to reappear.  It is as if the nervous system develops by a layering process.  Each new stage of development is  merely added to a former phase,  in just the same way as we have seen, the cerebral cortex modulates the automatic responses of the spinal cord and lower brain centers.  This model carries forward to a myriad of other developmental processes as we will see below.

Just one is human history.  This is less a discussion of history than it is of embryology,  except to say that the average person seems to have historical conceptions all wrong,  which is the reason why most people are thoroughly bored with it.  The man on the street,  if  cares one wit about  history at all,  which usually he does not,  will  give George  Santayana the credit for what is worthwhile about studying it,    "Those who do not remember the past are doomed to relive it.."  This standard reason given for the purpose of studying history is all wrong.  We know that the study of the past will almost never yield up a remedy for our present predicaments, nor prevent us from making mistakes of the past. Hitler was well aware of Napoleon's failed attempt to invade Russia and the Communists redid so many mistakes of the Czars of the past.  Indeed that best model for history is given by the seers Cassandra and Tiresias.  Those who are foretold the future are condemned to carry prophesies out.  No,  the study of history in no way emblazons a path for a brighter future. If the study of our past won't do us any "good" then why bother with it at all?.

Let us do a quick  survey of history in one paragraph.  We descend from animals which reproduced sexually over eons of time.  Ancient hominids ate both meat and vegetable matter and were hunter-gatherers of the plain.  Savage Cro-Magnon men from which we more closely descend,  probably existed alongside Neanderthals who we now understand, had a primitive religion as well as reverence for their dead.  Neanderthals  may well have been brutally annihilated by more intelligent Cro-Magnon men.   The biggest advance in human history came with the domestication of animals and the cultivation of crops making it possible to make a permanent home. Next came the raising of cities and development of writing,  civilization, roughly 6 or 7 thousand years ago that was so momentous,  that the Bible reckons it as the beginning of time.  Writing coincides with a higher human consciousness or self awareness allowing us, for the first time,  to build upon a past permanent record without relying entirely upon our own imperfect memory and word of mouth. For the first time, men were able to keep a written record,  outside the limits of the human brain.  After this we have abundant historical accounts of war,  though it seems incontrovertible that organized savage physical struggles took place well before the emergence of even of our species.  When these struggles occurred and the invaders prevailed,  the city,  Jericho, Troy or Rome,  was annihilated.   Weak  and strong were slaughtered together,  the women raped or killed.  Human history is the story of deception and plunder in which the most ruthless groups survived to tell the tale.  There are also stories of the triumph of good and saintly persons though not too many of them and most tend to be exaggerations serving the purpose of the story teller. That is history.  All the fun is in the specific stories and details.

What's the point of going into all of this?  It is who we are.  Let's say that a religious sect  requires male celibacy and sexual abstinence.  Then it is denying something human and is going to have to expect to run into some trouble.  Apart from the obvious,  that such groups are not self-propagating,  sexuality is quite basic and may be expected to spill forth in some way whether through fantasy, masturbation,  homo-eroticism, pederasty or other channels.  Such constraints may bring about much more "sinful"  behavior than the original behavior they were used to minimize,  but also increase focus on sexuality which, naturally expressed, would never have been raised to such a high level of importance. 

Less basic perhaps is meat consumption.  Again,  the rule is that vegetarians,  while noble in their intentions,  end up being much more hung up on food, which really is quite second nature and not much of a concern to the rest of us who live in an environment of plenty.

How to handle aggression.  Aggression has  been part  human nature throughout history. There is no way to deny it and it does no good to repress it.  Groups that survive today because of  successful plunder. We are not the descendants of sacked cities but mostly offspring of  the sackers.  Granted the erecting of cities gave many groups the possibility of surviving by their own intellectual whiles and stealth as much as by physical strength.   Numerous well-intentioned utopian experiments in which all persons work and wealth is evenly  distributed have failed.  Perhaps there are a few short-lived examples that do survive if you count in certain convents, kibbutzim, and Amish societies. But for the most part,  aggression and self-interest have to be counted in the human equation and dealt with,  not denied.  Denying these tendencies will in the end cause an eruptions of aggression a riot, or a war.  This is one human characteristic that needs constant management.  Aggression has instead to be  channeled in constructive ways.  If a persons could be rewarded for self interest as long as it benefits his society as well,  that would be ideal. The enlightened society is one in which human characteristics are acknowledged and  incentivized  to work  for the common good and survival of  the whole.    It is the way,  for the most part, that our capitalist societies function and the biggest part of the story of the collapse of communism and failure of socialist regimes. "Enlightened"  self-interest, behaviors that benefit society,  need to be rewarded.  Repression and loss of freedom  may work over the very short term but are not likely to be successful over long timeframes.      

I don't recommend we deny who we are.   We need to study ourselves more  and work effectively with our discoveries.   In the ideal situation we could then have an opportunity to advance past our immediate predicament to demand even more from ourselves.  That is part of  being born and not manufactured  which means  our past is part of our being.  We need to know how we came to be to determine who we are.  

Whether or not one looks at history as a saga of progress into more advanced phases of development of mankind,   and I admit that that is the way I see it,  the lesson  from our embryologic origins how the infant unfolds and morphs from a past state, is applicable to an interpretation of past events and without this knowledge we know so much less or who we are,  because we are the embodiment an unfolding of our past.  That is the real value of a study of history.   That is why we remember.  As conscious wondering beings we crave a knowledge of who we are. If we have no idea where we come from we are  less alive, less conscious.  Our present is a product of our past and how we came to be. While rare is the occasion where knowledge of history will be of any practical use,  memory places us on a tapestry of time and space, providing  data about our particular space-time coordinates.  It helps us put our lives in the context of  the human experience. Without it we have disorientation.  Historical distortion yields a kind of  vertiginous disorientation.

There are myriad other contributors to our memory and our past.  It is not my goal to review development here,  only to point out in general terms how these considerations lead to a fuller appreciation of who we are and where we fit in the scheme of things.  I provide a very brief summary mainly for purposes of illustration. 

Jean Piaget (1896-1960) was one of the greatest contributors to cognitive development of children.  He represented cognitive maturation as a series of four successive stages,  Sensori-motor (0-2 years),  Pre-operational (2-7 years),  Concrete Operations (7—12 years),  and  Formal operations (12-15 years).  The child is held to progress through a series of intellectual milestones in development.   For example,  in the sensori-motor  phase he masters the concept of  object permanence between 8 and 12 months of life and is able for the first time to try to find an object temporarily hidden from view.  Before that time,  a hidden object, apparently disappears forever from the infant’s regard.  Similarly, in the concrete operational phase  “object conservation” is mastered.  A child realizes that the quantity of clay is the same no matter what its shape,   whether it be rounded into a ball or elongated in a sausage shape.  In the formal operations stage,  the youngster is able to handle rational and systematic meaning about hypothetical problems,  is able for the first time to think mathematically and symbolically.  Each stage is a pre-requisite for successive thinking modes. 

Whatever one may think about Sigmund Freud (1856-1939) and he is not looked at kindly in this day and age,  he did look at emotional development of the young child,  interpreting this to be essentially sexual.  He invented the well-known and worn,  oral (1st year), Anal (2nd year), Phallic (years 3-6),  Latent (6-12),  and Genital  phases,  proposing that it is possible through incomplete resolution of conflicts,  for a person to be mired or fixated at one or another of these successive phases.   

Freud’s views were enhanced by Erik Erikson (b. 1902)  who identified developmental stages according to successive life tasks or conflicts viz.  Trust vs. Mistrust (infancy- 1st year),  Autonomy vs. Shame and Doubt ((2nd year),  Initiative vs. Guilt (preschool),  Industry vs. Inferiority (School age),  Intimacy vs. Isolation (young Adult),  Generativity  vs. Stagnation (Prime or life),  Ego integrity vs. Despair (Old Age).  These descriptive observation of conflicts presented by life  are at once  obvious and bear more than a grain of truth,  but again, reaching successive stages depends upon success in resolving the conflict  presented by the preceding stage and unlike his predecessors,  Erikson rightly extended development throughout an entire lifetime, instead of restriction to childhood.  Humans experience an entire lifetime of maturation of thought processes.  

Whether or not one agrees with the accuracy of such specific staging of development,  there is little doubt that cognition continues to morph throughout a person’s lifetime and stages may be represented according to an anatomic developmental model as successive layers or laminations.

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I am presenting here a layered or  laminate structure of consciousness based on memory.  Each successive stage is built upon a bedrock or former stages depending on the underlying stage as a support. and prerequisite. Children either are or are not ready to learn about a new concept.  Readiness depends on their biological development.  Before puberty,  they may not be able to understand a lot of concepts about sex.  Or they may be unready for advanced concepts because they have not yet mastered more elementary ones.  It’s very hard to teach calculus before you have mastered algebra. Or, they may be unready for information due to a combination of biological and experiential factors.  A 9 year old child  was  shown films of comatose patients on ventilators as part of program teaching them about death at his school then asked to vote whether they would  want to be kept alive under these terrible conditions. He voted no. Soon thereafter his grandmother died.   For some reason he was unable to  sleep at night.  As it  turned out, he thought he'd killed his grandmother when he voted to terminate the comatose patient.   Young children whose parents get divorced very frequently feel responsible.  Perhaps there were terrible fights and the child may have wished for an instant that his parents would split apart.  At a certain stage of development a wish is tantamount  to making something happen.  A substantial part of evolution into adulthood is expanding abilitiy to separate fantasy from reality.  We know that well after adulthood,  there are concepts that can only be dealt with at more advanced state of development.  We call this wisdom by which we mean a state of advanced readiness.

At any  given time,  it is possible to reach downward into our personal treasure- trove of memories,  past  former stages of development which are very much still present,  to regress, in other words, into former stages or to just use the information still there and incorporate it into the engram sediment that is our daily lives.  Sometimes this happens after an injury,  as in some multilingual stroke victims who have a tendency to revert to the original language of their childhood.  Usually this is not the case,  but regression may occur after  a psychic trauma or other process. 

Examples of  regression into pre-logical thought abound.   For example much (by no means all) religious thought is at once, pre-logical yet so basic and therefore all the more powerful. The more mythical stories stretch the boundaries of logical adult thought processes,  the greater is the  power driving their belief.  The most unbelievable stories bring about the most resilient belief. This would stand to reason, since a person who believes strongly in something illogical or disproven by experience is the most unlikely to be dissuaded from his belief by logical argumentation.  An inverse correlation exists between reality testing and the power of mythical beliefs,  so much so that I hesitate to give specific examples for fear of violent repercussions.   I do have faith that the reader,   on being exposed to this principle,  or perhaps having already made the same observation, will be able to come up with abundant examples on  his or her own.

 

 

 

 

Figure 19: The laminae of Development (examples).

 

 

 

 

 

 

 

 

 

In summary,  I have developed in this chapter a different,  more comprehensive view of memory,  which is far more than the recollection of details just presented,  much more than the storage of bits on a computer disk.  Rather memory in humans is a dynamic interaction of the past  with a challenging present, the interface of our makeup with life experience.  Memory expresses itself In learning by which we mean the alteration of behavior consequent to experience, behavior comprised of perception,  thought, emotion, action.

Up until now our concept of memory has been superficial.  We have been mired with overly simplistic models of memory and have failed to see it for what it is.  Consequently, the importance of memory has been underestimated.  When we view memory in all of its shining glory as  the sum total of what we are at any given moment, interacting  with our present to produces all future experience,  the complex depths of life,  then we see ourselves as we really are  not mere biological machines or automatons.  No longer are we fooled into accepting a simple biological model for the laying down of memory engrams,  or influenced by the disk drive or CD ROM model of memory, as entirely a material.  Memory is in part our innards  and  assumes myriad dimensions and great depths.  A better model than a disk drive might be Jacob’s ladder with hundreds of retrieving angels continuously climbing and descending from the cortical empyrean to the layered depths of past conflicts and experience.  This is what makes us who we are,  unique beings whose life will be easily reproduced or resurrected.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

INPUT  (Memory)

Evolution

Embryology  (Developmental anatomy)

Childhood Cognitive Development

(à la  Freud,  Piaget)

Adult  Stages (à la Erikson)

Cultural  History

Culture

 

Personal History

Upbringing

"Collective unconscious"  (Jung)

preverbal childhood experience

dreams

 

 

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Epilogue:  What will we leave to our children?

 

All of this is meant to show that memory, something superficially very simple, is a whole lot more complex.  It is the sum total of our being up until the point in time we call the present.  We live in the computer age and it is reasonable to see all of this in terms of information systems.  After our lives are over, and even now, what are we leaving to our children?

Our life span is finite.  But parts of us are passed down for a much longer period of time. Our legacy is quite obviously in part genetic.  We will leave certain traits and form and physiognomy. We will leave certain weaknesses and strengths as well. Perhaps a tendency to develop heart disease of diabetes or robust of powerful muscles and physical stamina. As of this point in our history we have little control of the genetic characters passed down.  Perhaps this may change sometime into the future.   As we have seen our final form unfolds in a dance that is embryologic development.  We will also leave perhaps some financial wealth, information as well that may be a blessing or a curse to our children.

The most important legacy we will leave is a record of our own life, well or poorly lived. Our whole life exists within certain space-time coordinates as we have seen.  Certain aspects of our existence may or may not be discoverable depending on the status of memory and technology used to extract this information. Most of this data will be unavailable forever,  though it will continue to exist of course.  Even the pyramids and the Taj Mahal  standing now as witness to the past, will eventually collapse,  and at some future time there will be no record that they ever were.  Certain particularly resilient ideas may well survive over much longer time frames, even though they are not palpable or tangible. 

If we see this legacy as information, the next step is to construct tiers of information that become a record of our life.   This information is remembered, extracted, extractable or not,   as is all information registered or not registered, retrievable or irretrievable in memory.  This discussion provides little more than a survey of what is possible the tiers of information recorded.  Information in the form of genetics, development, personal and collective history,  events and choices, cultural and personal ideas and the course of life.  Our brain merely makes possible new forms of information which may be passed down to our children,  culture, events, ideas as well as the genetic and structural and physiological information that lower animals pass on to their offspring. We need to be mindful that we are passing down a good deal more than biological heritage.

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Note: This material is copyrighted and can be reproduced only with written permission of it author, Charles S. Yanofsky

 

 

 

 



[1] From: ODE: INTIMATIONS OF IMMORTALI­TY FROM RECOLLECTIONS OF EARLY CHILDHOOD 1770-1850 Immortal poems of the English Language Washington Square Press, New York  (1952) p262

 

[2] Umberto Eco Foucault’s Pendulum Ballantine Books New York (1989) Harcourt Brace Jovanovich, Inc.p.532

[3] Figure taken from NEUROPSYCHIATRY  Barry S. Fogel, Randolph B. Schiffer &Stephen M. Rao (eds.) Williams and Wilkins, Baltimore ©1986, p.374

[4] Memory consolidation utilizes a molecular switch that turns on and off protein production, so-called CREB, cyclic AMP responsive element binding protein. CREB activates protein transcription inside the neuron. See Journal of Neurological Sciences Vol. 134, Nos. 1-2 December 1995 p.2 "Genes, synapses and long-term memory by Eric R. Kandel

[5] See Bach ME, Hawkins RD, Osman M, Kandel ER, Mayford M  "Impairment of spatial but not contextual memory in CaMKII mutant mice with a

selective loss of hippocampal LTP in the range of the theta frequency."

Cell 1995 Jun 16;81(6):905-15 also Bartsch D, Ghirardi M, Skehel PA, Karl KA, Herder SP, Chen M, Bailey CH, Kandel ER "Aplysia CREB2 represses long-term facilitation: relief of repression converts transient facilitation into long-term functional and structural change." Cell 1995 Dec 15;83(6):979-92

 

# The work of Joseph E LeDoux and colleagues emphasizes a vigorous  connectivity between the hippocampus and emotional and visceral areas of the brain, especially the amygdala. He suggests that conscious memory is laid down in parallel and simultaneous with emotional memory.  See Emotion, Memory and the Brain by Joseph LeDoux Scientific American June 1994 p. 50-57

[6] Papez, JW, "A Proposed Mechanism of Emotion." Arch Neurol Psychiatry 38:725-43 (1937)

[7] Kluver H, and Bucy PC, "Psychic Blindness" and Other Symptoms following Bilateral Temporal Lobectomy in Rhesus Monkeys"  Am. J. Physiol. 119:352-353 (1937)

[8] From: Gordon M. Shepherd NEUROBIOLOGY  2nd Edition. Oxford University Press New York 1988 page 575

[9] [9]See Michael Waldholz "Panic Pathway: Study of Fear Shows Emotions Can Alter 'Wiring' of the Brain" The Wall Street Journal  Wednesday Sept. 29, 1993 Scientists at the Yale VA Medical Center are working on the connection between traumatic experiences and memory in tests on laboratory animals and observations with patients with PTSD.

 

[10]Serge Duckett, The Pathology of the Aging Human Nervous System  Lea & Febiger, Philadelphia 1991, p130 Numerous pathological studies find decreased cholinergic output in widespread areas of brain and in the enzyme CAT, choline aceytyl tranferase that produces acetylcholine.

f This is a lot like pavor nocturnus, panic disorder and post traumatic stress above, in which, high emotion, is amputated, occurs on its own and split from  the inciting stimulus. Presumably, the successful therapist will re-establish the broken connection between the specific  memory and the high emotion, at least in the latter two conditions.  

[11] See Philip J. Hilts NY Times "In Research Scans, Telltale Sighs Sor False Memories from True"  study Published in Neuron*, probably July or August 1996 See also Loftus, Elisibeth F. "Creating False Memories" Scientific American 277:   Sept. 1997

[12] James McConkey makes this excellent point, equating memory and imagination, in his anthology  THE ANATOMY OF MEMORY.  He, in turn, attributes some of these ideas to the philosopher Mary Warnock.  See "Memory and Creativity" in THE ANATOMY OF MEMORY James McConkey (ed) Oxford University Press, New York © 1996 P. 123-124

[13] See same anthology "Mathematical Creation" by Henri Poincare p,136-142.

[14] See Lane RJM. Recurrent Coital Amnesia. J Neurol Neurosurg Psychiatry 1997;260 (letter)

[15] Adapted from THE TAO OF PHYSICS by Fritjof Capra Bantoam Books Toronto © 1984 Page 224. Capra gives a lucid discussion of Feynman diagrams which describe particle collisions and the creation and destruction of particles. The major point to be made in our discussion revolves about the reversibility of time on these physical scales.

Y In sleep we are dealing with a special and fascinating case of dreams with mental activity occurring even though the person is not awake. Sleep is special in that one is cut off from one's environment yet, not unconscious. The cerebral cortex is active, yet isolated, and the goings on in sleep capture the attention of the sleeping person. The sleeping brain, unlike the brain in deep coma, is active, especially in dream sleep,  only it is cut off from the outside world. One example--a normal person in REM or dream sleep is unable to move and thus is cut off motorically unable to influence his environment.   

# No one has been able to show that hypnosis or any chemical ("truth serum") enhances memory in any way.  Facts obtained via hypnosis are quite often inaccurate and such recollections could have easy been gotten via simpler means. Hence the whole "science" of hypnotic memory enhancement, for example by police hypnosis experts and therapists is called into question.  For example, how accurate or distorted are childhood memories of abuse brought out through hypnosis?  Should this information be admitted in court?  What about certain memories of Abduction or past lives as recounted by subjects.  This is a whole vast literature in itself.  See

Frankel FH Discovering new memories in psychotherapy--childhood revisited, fantasy, or both? N Engl J Med 1995 Aug 31;333(9):591-4 

John Mack Abduction

 

 

 

[16] From Poems of Francis Thomson Revised Edition, Appleton-Century-Crofts, New York, 1941 Rev. Terence L. Connolly (Ed.)

 

F Mnemosyne was  the Greek Goddess of memory and the mother by Jupiter of the nine Muses.  The daughter of Uranus and Ge, heaven and earth, she had a high station in the pantheon. 

[17] See Memory Power by Dean Vaughn © 1981 Mechanicsburg, PA, apparently self-published.  One of may similar memory systems.

[18]  *Gardner, Howard The Mind’s New Science. A History of the Cognitive Revolution Basic Books New York 1985 p.283 Presentation of views of Karl Pribram.  See also Pribram, KH (1982) "Localiza­tion and Distribution of Function in the Brain" in: J. Orbach, ed., Neuropsychology After Lashley.

 

[19]  See New York Sunday Times June 6, 1991, Andrew Pollack "The Hologram Computers of Tomorrow"

 

[20] Mayr, Earnst. Toward A New Philosophy of Biology: Observations of an Evolutionist. Harvard University Press, Cambridge MA © 1988 P. 16-17

[21] See Tipler, Frank J. PHYSICS AND IMMORTALITY Anchor Books Doubleday  New York © 1994 Pages 21-35

[22] See Duke Richard C, Ojcius David M., Ding-E Young John "Cell Suicide in Health and  Disease Scientific American 275 no 6: Dec. 1996 P 80-87

[23]  For a fuller description see Ambros IM, Zellner A, Roald B et al.  "Role of Ploidy, Chromosome 1p, and Schwann Cells in the Maturation of Neuroblastoma"  NEJM 334 (23):1505-1511 6/6/96 also an Editorial by Brodeur G "Schwann Cells as Antineuroblasoma Agents" 1537-8 in same issue.  Here I wish only to make the point that adjacent cells induce maturation and determine form.

[24] From Arey, Leslie Brainerd DEVELOPMENTAL ANATOMY  revised 7th Edition WB Saunders Company Philadelphia 1974 P. 202

f This is not to say that men evolved from frogs or birds, but share some common features. We do come down from ancient ancestors of these lineages. Mammals and birds perhaps diverged from a primitive reptilian form.

[25] ibid. previous figure

[26] See  Tipler, Frank The Physics of Immortality Anchor Doubleday, New York © 1994

[27] See Stephen Jay Gould "The Evolution of Life on the Earth" Scientific American October 1994 "Life in the Universe" p. 85-91.  That the advent of humankind is more accidental than inevitable and the theme that humans are by many criteria not really more advanced than other living forms but only a small constituent of the evolutionary theme is pervasive in Gould's books.

[28] See Stuart Kauffman AT HOME IN THE UNIVERSE Oxford University Press, New York © 1995 also  Michael Behe DARWIN'S BLACK BOX  Free Press, New York  © 1996

F Very little is known about what drives many obvious asymmetries, placement of abdominal organs such as stomach, liver and spleen, the great vessels such as aorta, subclavian arteries, right and left heart, and subtle differences in the brain that determine language function and handedness or even what causes a curious condition, situs inversus in which the heart and great vessels are inverted as can be seen on a chest x-ray.

[29] From Arey, Leslie Brainerd DEVELOPMENTAL ANATOMY  revised 7th Edition WB Saunders Company Philadelphia 1974 p454

[30] Figure from Malcolm B.Cartpenter CORE TEXT OF NEUROANATOMY Williams and Wilkins Company, Baltimore © 1972 P. 39

[31] From Arey, Leslie Brainerd Developmental Anatomy  revised 7th Edition WB Saunders Company Philadelphia 1974. P480

[32] From Carpenter, Malcolm B. Core Text of Neuroanatomy Williams and Wilkins Co. Baltimore 1972 p. 80

[33] From Arey, Leslie Brainerd Developmental Anatomy revised 7th Edition WB Saunders Company Philadelphia 1974 p408

Y Part of the cerebellum may be pulled outside the skull into the upper neck or, even worse, the central canal  of fluid or even ventricles might obstruct. The spinal fluid being constantly produced may be trapped and hydrocephalus can easily develop. A canal may form in the center of the cord that fills up with fluid causing numbness and paralysis in the arms and below the neck. This is rather fancifully termed Syringomyelia, after the maiden Syrinx who being pursued and overtaken  by Pan, refused to give up her virginity, and was turned suddenly into a flute like hollow instrument made of reed.

[34] Diagram taken from John G. Nichols, A.Robert Martin, Bruce G. Wallace From Neuron to Brain 3rd Edition Sinauer Assiciates, Inc. Publishers, Sunderland MA © 1992, P. 345

 

Æ Both Glia and neurons are derived from neuroectoderm and the cells are very similar in structure with elongated processes.  Glia are not excitable cells but may very well serve functions that we traditionally reserve for neurons, including a mechanism for recording of memories in their own RNA and protein production,  which is point of some scientific speculation.

[35] See Rakik, P. Mode of Cell Migration to the Superficial layers of the  Fetal Monkey Neocortex. J. Comp. Neurol. 145:61-83, 1972

[36] From: M-Marsel Mesulam PRINCIPLES OF BEHAVIORAL NEUROLOGY F.A. Davis Company, Philadelphi © 1985 P. 13

[37] See GREAT AND DESPERATE CURES  by Elliot S. Vallenstein 1986 Basic Books,